作者Emanuele Quinto, Carlo Andrea Rozzi, Francesco Zanitti
Large language model (LLM) applications increasingly use explicit workflows for tool use, retrieval, branching, checkpointing, and human approval. Existing workflow systems already address many execution concerns. This paper proposes a Lisp-inspired but language-independent conceptual model: symbolic forms, object identity, and live-image thinking are used as explanatory lenses, not implementation commitments. In this model, workflow definitions, workflow instances, inference records, context snapshots, and dependency relations are represented as persistent knowledge objects in a shared knowledge substrate. Its central semantic distinction is between derive and infer: derive is deterministic computation over available state; infer is mediated LLM judgment under declared context and executor-controlled capability policy. The result is a preliminary conceptual account of semantic persistence: workflows do not merely produce knowledge and leave traces, but can themselves be represented as inspectable, resumable, and reviewable knowledge objects, while formal transition semantics remain future work.
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Large language model (LLM) applications increasingly use explicit workflows for tool use, retrieval, branching, checkpointing, and human approval. Existing workflow systems already address many execution concerns. This paper proposes a Lisp-inspired but language-independent conceptual model: symbolic forms, object identity, and live-image thinking are used as explanatory lenses, not implementation commitments. In this model, workflow definitions, workflow instances, inference records, context snapshots, and dependency relations are represented as persistent knowledge objects in a shared knowledge substrate. Its central semantic distinction is between derive and infer: derive is deterministic computation over available state; infer is mediated LLM judgment under declared context and executor-controlled capability policy. The result is a preliminary conceptual account of semantic persistence: workflows do not merely produce knowledge and leave traces, but can themselves be represented as inspectable, resumable, and reviewable knowledge objects, while formal transition semantics remain future work.
LLM agents reach users through resellers, who may rebrand a developer's agent or substitute a cheaper model. When provenance is disputed, attribution rests on the trajectory log (the record of tool calls, observations, and executed actions, not the model's reasoning), which the reseller stores and processes to meter usage. A watermark must therefore survive an adversary with full read/write access to the very evidence it is detected from; existing agent watermarks do not, as their attribution is read straight off that log. We present TRACE, to our knowledge the first agent watermark that is distortion-free in its action choices, self-synchronizing under deletion, and unconditionally invariant under rewriting. Deletion desynchronizes a position-derived key and rewriting alters content, so a deletion-robust key must come from content and a rewrite-robust key from position, and no single key serves both. A trajectory, however, has room for two watermarks. TRACE superposes a selection channel that sets which action is chosen, keyed on local content with a distortion-free sampler, so the agent's distribution is provably unchanged and detection resynchronizes after deletions, and a tally channel that sets how many records each decision group holds, keyed on the log's skeleton alone, which no rewriting can touch. We prove this behavioral watermark's signal is bought with decision entropy, each decision paying at least half its entropy and deterministic decisions nothing, and that erasing both channels forces the reseller to corrupt the trajectories it resells. On ToolBench and ALFWorld, TRACE matches the unwatermarked agent's success rate while its selection channel reaches detection scores near z = 100 on long-horizon trajectories, stays detectable under 70% step deletion, and keeps a tally channel exactly unchanged under LLM rewriting of any strength.
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LLM agents reach users through resellers, who may rebrand a developer's agent or substitute a cheaper model. When provenance is disputed, attribution rests on the trajectory log (the record of tool calls, observations, and executed actions, not the model's reasoning), which the reseller stores and processes to meter usage. A watermark must therefore survive an adversary with full read/write access to the very evidence it is detected from; existing agent watermarks do not, as their attribution is read straight off that log. We present TRACE, to our knowledge the first agent watermark that is distortion-free in its action choices, self-synchronizing under deletion, and unconditionally invariant under rewriting. Deletion desynchronizes a position-derived key and rewriting alters content, so a deletion-robust key must come from content and a rewrite-robust key from position, and no single key serves both. A trajectory, however, has room for two watermarks. TRACE superposes a selection channel that sets which action is chosen, keyed on local content with a distortion-free sampler, so the agent's distribution is provably unchanged and detection resynchronizes after deletions, and a tally channel that sets how many records each decision group holds, keyed on the log's skeleton alone, which no rewriting can touch. We prove this behavioral watermark's signal is bought with decision entropy, each decision paying at least half its entropy and deterministic decisions nothing, and that erasing both channels forces the reseller to corrupt the trajectories it resells. On ToolBench and ALFWorld, TRACE matches the unwatermarked agent's success rate while its selection channel reaches detection scores near z = 100 on long-horizon trajectories, stays detectable under 70% step deletion, and keeps a tally channel exactly unchanged under LLM rewriting of any strength.
In long-horizon tasks, decision-relevant state is often scattered across an expanding trajectory, while the action agent must surface it and act. As trajectories grow, task requirements, environment facts, prior attempts, diagnoses, and open subgoals can be buried in the context window or pushed beyond it, failing to influence decisions when needed. We call this failure mode "behavioral state decay". We study memory as an active intervention mechanism rather than passive retrieval. A separate memory agent runs alongside an unmodified action agent, updating a structured memory bank from the recent trajectory and deciding whether to inject a memory-grounded reminder or remain silent. The module is plug-and-play with frontier action agents and existing agent harnesses. Across Terminal-Bench 2.0 and $τ^2$-Bench, it improves pass@1 for both weaker and stronger action agents, with gains of +8.3 pp on Terminal-Bench and +6.8 pp on $τ^2$-Bench. Ablations show that selective intervention outperforms passive bank exposure, always-on injection, advisor-only guidance, and general retrieval. As an early step toward open-weight memory policies, we train Qwen3.5-27B on SETA using SFT and GRPO, improving validation reward and achieving partial transfer to Terminal-Bench.
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In long-horizon tasks, decision-relevant state is often scattered across an expanding trajectory, while the action agent must surface it and act. As trajectories grow, task requirements, environment facts, prior attempts, diagnoses, and open subgoals can be buried in the context window or pushed beyond it, failing to influence decisions when needed. We call this failure mode "behavioral state decay". We study memory as an active intervention mechanism rather than passive retrieval. A separate memory agent runs alongside an unmodified action agent, updating a structured memory bank from the recent trajectory and deciding whether to inject a memory-grounded reminder or remain silent. The module is plug-and-play with frontier action agents and existing agent harnesses. Across Terminal-Bench 2.0 and $τ^2$-Bench, it improves pass@1 for both weaker and stronger action agents, with gains of +8.3 pp on Terminal-Bench and +6.8 pp on $τ^2$-Bench. Ablations show that selective intervention outperforms passive bank exposure, always-on injection, advisor-only guidance, and general retrieval. As an early step toward open-weight memory policies, we train Qwen3.5-27B on SETA using SFT and GRPO, improving validation reward and achieving partial transfer to Terminal-Bench.
作者Wenbo Xu, Zhimin Chen, Xiaojie Liang, Hengrui Liu, Wei Lu
Rapid advancements in video diffusion models and temporal editing tools have enabled the generation of highly realistic human-centric videos, posing unprecedented challenges to digital content forensics. Existing benchmarks primarily focus on either face-swapping or global text-to-video synthesis, overlooking the crucial dimensions of human-object or human-human interactions and multi-modal alignment. To address these limitations, we introduce HumanForge, a unified, large-scale, and multi-paradigm human-centric video forgery dataset. To construct and annotate this dataset without labor-intensive manual labeling or hallucinated monolithic prompts, we propose Gen2Anno, a modular active multi-agent pipeline built on LangGraph. Gen2Anno coordinates six specialized agents-ranging from source profiling to MoE-based reference analysis and closed-loop forensic verification-to generate over 18K high-fidelity video segments and produce structured, contrastive omni-annotations containing binary decisions, fine-grained artifact categories, and spatio-temporal localization. Extensive benchmarks using state-of-the-art traditional detectors and Large Multimodal Models (LMMs) demonstrate the significant challenges of zero-shot generalization and fine-grained reasoning on HumanForge. Code and dataset will be publicly released.
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Rapid advancements in video diffusion models and temporal editing tools have enabled the generation of highly realistic human-centric videos, posing unprecedented challenges to digital content forensics. Existing benchmarks primarily focus on either face-swapping or global text-to-video synthesis, overlooking the crucial dimensions of human-object or human-human interactions and multi-modal alignment. To address these limitations, we introduce HumanForge, a unified, large-scale, and multi-paradigm human-centric video forgery dataset. To construct and annotate this dataset without labor-intensive manual labeling or hallucinated monolithic prompts, we propose Gen2Anno, a modular active multi-agent pipeline built on LangGraph. Gen2Anno coordinates six specialized agents-ranging from source profiling to MoE-based reference analysis and closed-loop forensic verification-to generate over 18K high-fidelity video segments and produce structured, contrastive omni-annotations containing binary decisions, fine-grained artifact categories, and spatio-temporal localization. Extensive benchmarks using state-of-the-art traditional detectors and Large Multimodal Models (LMMs) demonstrate the significant challenges of zero-shot generalization and fine-grained reasoning on HumanForge. Code and dataset will be publicly released.
Aspect Sentiment Triplet Extraction (ASTE) requires jointly identifying (aspect, opinion, sentiment) triples from a given review sentence. While large language models (LLMs) achieve strong zero-shot performance on many NLP benchmarks, their effectiveness on ASTE remains limited, as single-pass generation forces the model to determine span boundaries, opinion grouping, and sentiment polarity in a single decoding step. Common remedies, such as few-shot in-context learning and chain-of-thought prompting, offer only marginal improvements and rely heavily on either in-domain demonstrations sampled from labeled training data or carefully engineered reasoning prompts, neither of which is broadly available in zero-shot deployment. Inspired by the classical agent paradigm, we propose MASTE, a multi-agent pipeline for zero-shot Aspect Sentiment Triplet Extraction. MASTE decomposes ASTE into four sequential stages, where specialized agents handle different compositional subtasks with explicit conditioning on prior outputs. This design enables entirely training-free zero-shot ASTE and generalizes across different backbones and datasets. Extensive experiments on four ASTE benchmarks show that MASTE substantially outperforms zero-shot and chain-of-thought LLM baselines under the same backbone, narrowing the gap to fully supervised methods without using any labeled triplets. Code is available at https://github.com/Hankerlove/MASTE.
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Aspect Sentiment Triplet Extraction (ASTE) requires jointly identifying (aspect, opinion, sentiment) triples from a given review sentence. While large language models (LLMs) achieve strong zero-shot performance on many NLP benchmarks, their effectiveness on ASTE remains limited, as single-pass generation forces the model to determine span boundaries, opinion grouping, and sentiment polarity in a single decoding step. Common remedies, such as few-shot in-context learning and chain-of-thought prompting, offer only marginal improvements and rely heavily on either in-domain demonstrations sampled from labeled training data or carefully engineered reasoning prompts, neither of which is broadly available in zero-shot deployment. Inspired by the classical agent paradigm, we propose MASTE, a multi-agent pipeline for zero-shot Aspect Sentiment Triplet Extraction. MASTE decomposes ASTE into four sequential stages, where specialized agents handle different compositional subtasks with explicit conditioning on prior outputs. This design enables entirely training-free zero-shot ASTE and generalizes across different backbones and datasets. Extensive experiments on four ASTE benchmarks show that MASTE substantially outperforms zero-shot and chain-of-thought LLM baselines under the same backbone, narrowing the gap to fully supervised methods without using any labeled triplets. Code is available at https://github.com/Hankerlove/MASTE.
Persistent AI agents extend large language models (LLMs) beyond single-turn interaction into long-lived software systems. Unlike traditional chat assistants, unsafe content in these agents can propagate through persistent state, reusable skills, and tool-mediated interactions, creating a substantially larger semantic attack surface. We observe that most security-critical interactions in such agents are transmitted through natural-language token flows, including memory updates, tool arguments, retrieved files, and inter-component communications. This observation enables a new security formulation: unsafe behavior can be intercepted as risky semantic flows before reaching privileged runtime sinks. Based on this insight, we propose TokenWall, a runtime defense framework that acts as a semantic firewall over agent token flows. TokenWall performs boundary-aware semantic auditing over these flows, constructing structured source-sink audit records, applying lightweight local inspection before execution, and selectively escalating ambiguous high-risk cases to stronger arbitration modules. Unlike prior approaches that rely on sparse auditing or remote large-model oversight, TokenWall enables full-coverage pre-execution mediation while reducing remote arbitration and latency. Experiments on CIK-Bench show that TokenWall reduces attack success rate to 12.5% while maintaining a 97.4% benign executable pass rate without human confirmation. TokenWall further introduces only 0.69 seconds of additional latency on benign cases, demonstrating that semantic runtime containment can achieve a practical security-utility trade-off for persistent AI agents.
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Persistent AI agents extend large language models (LLMs) beyond single-turn interaction into long-lived software systems. Unlike traditional chat assistants, unsafe content in these agents can propagate through persistent state, reusable skills, and tool-mediated interactions, creating a substantially larger semantic attack surface. We observe that most security-critical interactions in such agents are transmitted through natural-language token flows, including memory updates, tool arguments, retrieved files, and inter-component communications. This observation enables a new security formulation: unsafe behavior can be intercepted as risky semantic flows before reaching privileged runtime sinks. Based on this insight, we propose TokenWall, a runtime defense framework that acts as a semantic firewall over agent token flows. TokenWall performs boundary-aware semantic auditing over these flows, constructing structured source-sink audit records, applying lightweight local inspection before execution, and selectively escalating ambiguous high-risk cases to stronger arbitration modules. Unlike prior approaches that rely on sparse auditing or remote large-model oversight, TokenWall enables full-coverage pre-execution mediation while reducing remote arbitration and latency. Experiments on CIK-Bench show that TokenWall reduces attack success rate to 12.5% while maintaining a 97.4% benign executable pass rate without human confirmation. TokenWall further introduces only 0.69 seconds of additional latency on benign cases, demonstrating that semantic runtime containment can achieve a practical security-utility trade-off for persistent AI agents.
作者Feng Wang, Canmiao Fu, Zhipeng Huang, Chen Li, Jing Lyu, Ge Li
Recent unified multimodal models show a single architecture can jointly perform vision/language understanding and image generation/editing. However, they repeatedly feed all historical visual and textual inputs into a shared context window, limiting long-horizon multimodal dialogue due to visual token explosion and unreliable cross-turn referencing. We propose a Cognitive-structured Multimodal Agent that externalizes visual information into an Episodic Visual Memory and selectively reactivates relevant episodes during reasoning. The agent consists of a Perceptual Abstraction Engine for structured visual abstraction, a Cognitive Retrieval Engine for cross-turn memory retrieval, and a Multimodal Executive Controller for autonomous task inference and action planning. To address the lack of turn-level retrieval supervision in existing datasets, we develop a Unified Scenario Engine that programmatically generates structured multi-turn conversations with fine-grained retrieval annotations, enabling reinforcement learning to optimize abstraction and retrieval policies. We also construct a long-horizon visual-dialogue benchmark stratified by difficulty to evaluate episodic visual recall. Our 8B agent achieves 91.4% retrieval accuracy over 20-turn sessions, surpassing 32B baselines by +8.2% while nearly halving per-turn inference time (23.1s -> 12.7s). We further present the Cognitive-structured Multimodal Agent Harness (CMA-Harness), a tool-augmented deployment of the same cognitive structure integrating persistent multimodal memory, web access, image generation/editing/composition tools, and OpenAI-compatible serving. Structured memory and modular decision-making offer a more scalable, efficient paradigm for long-horizon multimodal agents than monolithic parameter scaling. Code: https://github.com/caseclose/cma-harness ; Project page: https://caseclose.github.io/cma-harness/
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Recent unified multimodal models show a single architecture can jointly perform vision/language understanding and image generation/editing. However, they repeatedly feed all historical visual and textual inputs into a shared context window, limiting long-horizon multimodal dialogue due to visual token explosion and unreliable cross-turn referencing. We propose a Cognitive-structured Multimodal Agent that externalizes visual information into an Episodic Visual Memory and selectively reactivates relevant episodes during reasoning. The agent consists of a Perceptual Abstraction Engine for structured visual abstraction, a Cognitive Retrieval Engine for cross-turn memory retrieval, and a Multimodal Executive Controller for autonomous task inference and action planning. To address the lack of turn-level retrieval supervision in existing datasets, we develop a Unified Scenario Engine that programmatically generates structured multi-turn conversations with fine-grained retrieval annotations, enabling reinforcement learning to optimize abstraction and retrieval policies. We also construct a long-horizon visual-dialogue benchmark stratified by difficulty to evaluate episodic visual recall. Our 8B agent achieves 91.4% retrieval accuracy over 20-turn sessions, surpassing 32B baselines by +8.2% while nearly halving per-turn inference time (23.1s -> 12.7s). We further present the Cognitive-structured Multimodal Agent Harness (CMA-Harness), a tool-augmented deployment of the same cognitive structure integrating persistent multimodal memory, web access, image generation/editing/composition tools, and OpenAI-compatible serving. Structured memory and modular decision-making offer a more scalable, efficient paradigm for long-horizon multimodal agents than monolithic parameter scaling. Code: https://github.com/caseclose/cma-harness ; Project page: https://caseclose.github.io/cma-harness/
Event-based lip reading has recently emerged as a promising direction for visual speech recognition, benefiting from the high temporal resolution and motion sensitivity of event cameras. However, existing methods typically perform spatial compression before sufficient temporal modeling, which may suppress sparse and localized motion trajectories that are crucial for distinguishing similar lip movements. Moreover, most current approaches optimize temporal representations mainly at the word-classification level, leaving the underlying articulatory structure weakly constrained. To address these limitations, we propose a temporally enhanced framework for event-based lip reading. First, we introduce Trajectory-Aware Differential Aggregation (TDA), which performs local temporal modeling at each spatial location before adaptive spatial aggregation. Second, we propose Viseme-Guided Aggregation (VGA), a unified temporal module composed of a CTC decoder and a viseme-guided gated aggregation branch, which injects viseme-aware sequence supervision and improves final temporal aggregation for word recognition. Third, we incorporate an EMA teacher--student training strategy to enhance robustness under strong event perturbations. Experiments on the DVS-Lip benchmark verify the effectiveness of the proposed design, and extensive ablation studies further validate the contributions of TDA, VGA, and teacher--student consistency. Qualitative decoding results also demonstrate that the proposed CTC-based temporal modeling learns meaningful viseme-aware structure from event streams.
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Event-based lip reading has recently emerged as a promising direction for visual speech recognition, benefiting from the high temporal resolution and motion sensitivity of event cameras. However, existing methods typically perform spatial compression before sufficient temporal modeling, which may suppress sparse and localized motion trajectories that are crucial for distinguishing similar lip movements. Moreover, most current approaches optimize temporal representations mainly at the word-classification level, leaving the underlying articulatory structure weakly constrained. To address these limitations, we propose a temporally enhanced framework for event-based lip reading. First, we introduce Trajectory-Aware Differential Aggregation (TDA), which performs local temporal modeling at each spatial location before adaptive spatial aggregation. Second, we propose Viseme-Guided Aggregation (VGA), a unified temporal module composed of a CTC decoder and a viseme-guided gated aggregation branch, which injects viseme-aware sequence supervision and improves final temporal aggregation for word recognition. Third, we incorporate an EMA teacher--student training strategy to enhance robustness under strong event perturbations. Experiments on the DVS-Lip benchmark verify the effectiveness of the proposed design, and extensive ablation studies further validate the contributions of TDA, VGA, and teacher--student consistency. Qualitative decoding results also demonstrate that the proposed CTC-based temporal modeling learns meaningful viseme-aware structure from event streams.
Sparsely-activated Mixture-of-Experts (MoE) language models achieve remarkable inference efficiency by activating only a small fraction of parameters per token, yet their full expert banks reside in memory at all times, creating a prohibitive deployment bottleneck. Existing structured pruning methods, largely designed for dense transformers, assess expert importance using locally derived heuristics that are blind to the interdependent nature of MoE routing. We introduce MAESTRO (Markov-chain Approximated Expert Sparsification via Transition-based ROuting), a structured pruning framework designed for MoE architectures that models autoregressive expert activation trajectories as Ergodic Markov chains whose stationary distributions encode cross-layer dependencies, yielding a globally aware importance heuristic. Evaluated across five diverse domains including Safety, Bias, and Ethics, MAESTRO outperforms state-of-the-art baselines by up to 10.61% in average performance retention under a strict 50% compression regime, while exhibiting substantially lower cross-task variance, indicating that global, routing-congruent pruning produces models that generalize more consistently across heterogeneous tasks.
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Sparsely-activated Mixture-of-Experts (MoE) language models achieve remarkable inference efficiency by activating only a small fraction of parameters per token, yet their full expert banks reside in memory at all times, creating a prohibitive deployment bottleneck. Existing structured pruning methods, largely designed for dense transformers, assess expert importance using locally derived heuristics that are blind to the interdependent nature of MoE routing. We introduce MAESTRO (Markov-chain Approximated Expert Sparsification via Transition-based ROuting), a structured pruning framework designed for MoE architectures that models autoregressive expert activation trajectories as Ergodic Markov chains whose stationary distributions encode cross-layer dependencies, yielding a globally aware importance heuristic. Evaluated across five diverse domains including Safety, Bias, and Ethics, MAESTRO outperforms state-of-the-art baselines by up to 10.61% in average performance retention under a strict 50% compression regime, while exhibiting substantially lower cross-task variance, indicating that global, routing-congruent pruning produces models that generalize more consistently across heterogeneous tasks.
Sparse autoencoders (SAEs) have emerged as a promising technique for mechanistic interpretability by learning a set of sparse latent features in large models, each of which encodes a distinct concept. However, in vision-language models (VLMs), vanilla SAEs struggle to learn modality-consistent concepts, with concepts often exhibiting fragmented coverage (i.e., disjoint regions) in the visual modality. To address this challenge, we propose a Structured Sparse AutoEncoder ($S^2AE$) that enforces concept consistency from both semantic and spatial perspectives in the visual modality. Specifically, we group image patches based on Transformer attention similarity and spatial proximity, and introduce a structured sparsity regularization when training the vanilla SAE. The regularization consists of exclusive sparsity for inter-group concept disentanglement and group sparsity for intra-group concept consistency, which drives the latent neurons by SAEs to specialize in distinct, semantically grounded concepts. Evaluated on the Qwen2.5-VL-7B-Instruct model, the method achieves 6.06% average improvement in semantic alignment (mIoU) and 60.81 in representational efficiency (lower l0 norm) while maintaining near-perfect reconstruction fidelity with an Explained Variance above 99%. Cross-modal analysis further demonstrates that $S^2AE$ enhances neuronal monosemanticity by this visual structural prior, achieving a 3.08% average gain in semantic consistency and a 2.37% average gain in monosemanticity scores for both modalities of multimodal features, thereby fostering more coherent and disentangled representations.
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Sparse autoencoders (SAEs) have emerged as a promising technique for mechanistic interpretability by learning a set of sparse latent features in large models, each of which encodes a distinct concept. However, in vision-language models (VLMs), vanilla SAEs struggle to learn modality-consistent concepts, with concepts often exhibiting fragmented coverage (i.e., disjoint regions) in the visual modality. To address this challenge, we propose a Structured Sparse AutoEncoder ($S^2AE$) that enforces concept consistency from both semantic and spatial perspectives in the visual modality. Specifically, we group image patches based on Transformer attention similarity and spatial proximity, and introduce a structured sparsity regularization when training the vanilla SAE. The regularization consists of exclusive sparsity for inter-group concept disentanglement and group sparsity for intra-group concept consistency, which drives the latent neurons by SAEs to specialize in distinct, semantically grounded concepts. Evaluated on the Qwen2.5-VL-7B-Instruct model, the method achieves 6.06% average improvement in semantic alignment (mIoU) and 60.81 in representational efficiency (lower l0 norm) while maintaining near-perfect reconstruction fidelity with an Explained Variance above 99%. Cross-modal analysis further demonstrates that $S^2AE$ enhances neuronal monosemanticity by this visual structural prior, achieving a 3.08% average gain in semantic consistency and a 2.37% average gain in monosemanticity scores for both modalities of multimodal features, thereby fostering more coherent and disentangled representations.
Speculative decoding accelerates sampling from an autoregressive LLM by using a faster auxiliary model to draft tokens which are then verified in parallel by the LLM. Standard speculative decoding is lossless: its rejection and resampling steps exactly preserve the LLM's sampling distribution. Recent work argues that relaxing this strict guarantee can yield further speed-ups, controlled capability-speed trade-offs, or even capability gains. We practically investigate training-free relaxed speculative decoding techniques, unify existing approaches within a shared framework, benchmark them on contemporary settings, and distil takeaways and empirical findings for practitioners. Important takeaways include: relaxation can require considerable capability evaluation unlike lossless speculative decoding, and many relaxed approaches rely on a drafter that is a good language model, making them unsuited for lightweight dedicated multi-token-prediction drafters.
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Speculative decoding accelerates sampling from an autoregressive LLM by using a faster auxiliary model to draft tokens which are then verified in parallel by the LLM. Standard speculative decoding is lossless: its rejection and resampling steps exactly preserve the LLM's sampling distribution. Recent work argues that relaxing this strict guarantee can yield further speed-ups, controlled capability-speed trade-offs, or even capability gains. We practically investigate training-free relaxed speculative decoding techniques, unify existing approaches within a shared framework, benchmark them on contemporary settings, and distil takeaways and empirical findings for practitioners. Important takeaways include: relaxation can require considerable capability evaluation unlike lossless speculative decoding, and many relaxed approaches rely on a drafter that is a good language model, making them unsuited for lightweight dedicated multi-token-prediction drafters.
Modern Video Object Segmentation (VOS) involves tracking and segmenting user-specified targets. While recent approaches have achieved remarkable performance in single-target scenarios, extending them to multi-target settings typically involves replicating the single-target processing for each individual object, resulting in reduced frame rates (FPS) with unbounded latency as target count increases. Built upon Segment Anything 2 (SAM2), we propose SAM-MT, which addresses this by transforming the model into an interactive framework for real-time Multi-Target video segmentation. SAM-MT uses explicit queries to represent different individual targets, in parallel with a shared representation for global context. It employs decoupled masked attention to keep individual identities distinct from cross-target interference, and sparse memory for stable temporal evolution, along with specialized strategies for occlusion handling and overlap prevention. SAM-MT successfully decouples latency from the number of targets, achieving real-time speed on par with single-target baselines (>36 FPS for 10 targets) while maintaining SAM2's robust video segmentation performance.
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Modern Video Object Segmentation (VOS) involves tracking and segmenting user-specified targets. While recent approaches have achieved remarkable performance in single-target scenarios, extending them to multi-target settings typically involves replicating the single-target processing for each individual object, resulting in reduced frame rates (FPS) with unbounded latency as target count increases. Built upon Segment Anything 2 (SAM2), we propose SAM-MT, which addresses this by transforming the model into an interactive framework for real-time Multi-Target video segmentation. SAM-MT uses explicit queries to represent different individual targets, in parallel with a shared representation for global context. It employs decoupled masked attention to keep individual identities distinct from cross-target interference, and sparse memory for stable temporal evolution, along with specialized strategies for occlusion handling and overlap prevention. SAM-MT successfully decouples latency from the number of targets, achieving real-time speed on par with single-target baselines (>36 FPS for 10 targets) while maintaining SAM2's robust video segmentation performance.
Speculative decoding accelerates LLM inference by drafting several tokens and verifying them in parallel. Block-diffusion drafters such as DFlash produce a draft block in one pass but model only per-position marginals, and best-first tree methods such as DDTree expand candidate trees from those marginals. The released Domino drafter adds a GRU-based causal correction that makes each draft token distribution path-dependent, a structure DDTree's factorized formulation cannot represent. We introduce DominoTree, a training-free best-first draft tree scored by Domino's conditional, non-factorized correction along each root-to-node path, made practical by restricting the per-node correction to a candidate top-M set. On Qwen3-4B across eight benchmarks, DominoTree reaches up to 6.6x speedup over autoregressive decoding and the highest mean accepted length of any evaluated method, up to 10.7 tokens per round, at every tested temperature. DominoTree constructs its tree with a GPU-native CUDA-graph builder that is bit-identical to a reference Python implementation, so acceptance is unchanged, while keeping per-round tree construction cheap. With this builder as default, DominoTree improves throughput over the released Domino decoder, the drafter it builds on, at every tested temperature: 9% to 10% overall on Qwen3-4B and up to 22% on Alpaca. It also outperforms DDTree and CaDDTree at every tested temperature, not only under greedy decoding. On Qwen3-8B, DominoTree keeps the highest accepted length at every temperature and gives a 24% throughput gain over DDTree at T=0; at higher temperature its edge over DDTree and CaDDTree narrows to a tie and a small loss, while its aggregate gains over DFlash and Domino persist.
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Speculative decoding accelerates LLM inference by drafting several tokens and verifying them in parallel. Block-diffusion drafters such as DFlash produce a draft block in one pass but model only per-position marginals, and best-first tree methods such as DDTree expand candidate trees from those marginals. The released Domino drafter adds a GRU-based causal correction that makes each draft token distribution path-dependent, a structure DDTree's factorized formulation cannot represent. We introduce DominoTree, a training-free best-first draft tree scored by Domino's conditional, non-factorized correction along each root-to-node path, made practical by restricting the per-node correction to a candidate top-M set. On Qwen3-4B across eight benchmarks, DominoTree reaches up to 6.6x speedup over autoregressive decoding and the highest mean accepted length of any evaluated method, up to 10.7 tokens per round, at every tested temperature. DominoTree constructs its tree with a GPU-native CUDA-graph builder that is bit-identical to a reference Python implementation, so acceptance is unchanged, while keeping per-round tree construction cheap. With this builder as default, DominoTree improves throughput over the released Domino decoder, the drafter it builds on, at every tested temperature: 9% to 10% overall on Qwen3-4B and up to 22% on Alpaca. It also outperforms DDTree and CaDDTree at every tested temperature, not only under greedy decoding. On Qwen3-8B, DominoTree keeps the highest accepted length at every temperature and gives a 24% throughput gain over DDTree at T=0; at higher temperature its edge over DDTree and CaDDTree narrows to a tie and a small loss, while its aggregate gains over DFlash and Domino persist.
We propose OPSD-V, an on-policy self-distillation paradigm for post-training few-step autoregressive (AR) video diffusion models. Existing few-step AR video generators can produce long videos with low latency, but still suffer from error accumulation and weakened motion dynamics during long autoregressive rollout. OPSD-V reduces long-horizon degradation while preserving the original few-step inference path. The key idea is to introduce real long-video data as temporal context during training and use it to provide dense trajectory-level supervision. Specifically, the student follows the exact inference-time rollout, generating each chunk conditioned on its own previously generated KV cache. In parallel, the teacher is evaluated at the same student-visited denoising states, but uses a cleaner AR-consistent temporal cache in which older history can be replaced by real-video context. This provides dense denoising-level corrective targets under on-policy AR cache dynamics, without changing the sampler, number of denoising steps, or inference-time cache mechanism. We apply OPSD-V to representative few-step AR video models, including Self-Forcing and LongLive. Experiments show consistent improvements in visual quality, motion dynamics, and VBenchLong scores. A user study with 10 participants comparing 20 video pairs shows that OPSD-V is preferred over the base models in 66.0% of overall-preference judgments (82.5% excluding ties).
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We propose OPSD-V, an on-policy self-distillation paradigm for post-training few-step autoregressive (AR) video diffusion models. Existing few-step AR video generators can produce long videos with low latency, but still suffer from error accumulation and weakened motion dynamics during long autoregressive rollout. OPSD-V reduces long-horizon degradation while preserving the original few-step inference path. The key idea is to introduce real long-video data as temporal context during training and use it to provide dense trajectory-level supervision. Specifically, the student follows the exact inference-time rollout, generating each chunk conditioned on its own previously generated KV cache. In parallel, the teacher is evaluated at the same student-visited denoising states, but uses a cleaner AR-consistent temporal cache in which older history can be replaced by real-video context. This provides dense denoising-level corrective targets under on-policy AR cache dynamics, without changing the sampler, number of denoising steps, or inference-time cache mechanism. We apply OPSD-V to representative few-step AR video models, including Self-Forcing and LongLive. Experiments show consistent improvements in visual quality, motion dynamics, and VBenchLong scores. A user study with 10 participants comparing 20 video pairs shows that OPSD-V is preferred over the base models in 66.0% of overall-preference judgments (82.5% excluding ties).
Deploying classifier-free guidance (CFG) diffusion models under real-world compute budgets requires quantization, yet existing post-training quantization (PTQ) methods treat CFG models as single-branch networks, ignoring the paired conditional/unconditional structure that CFG inference fundamentally relies on. This structural blind spot has two consequences. At the system level, the two-pass CFG execution pattern imposes a latency overhead that parameter-count and bit-operation metrics conceal entirely, and commodity INT8 inference stacks fail to realize the theoretical efficiency gains that BOPs calculations promise. At the algorithmic level, calibrating against the guidance gap alone admits an exact null space: a quantized model can achieve perfect gap-fidelity diagnostics while the unconditional branch drifts arbitrarily, corrupting every guided prediction at inference time. This paper terms this the branch-drift trap, proves its existence analytically, and confirms it empirically through a false-positive result in which the best-calibrated model by standard diagnostics simultaneously produces the worst sample quality. To close the trap, Guidance-Aware Mixed Precision (GAMP) is proposed, which calibrates directly on the guided prediction, derives per-layer activation-bit sensitivity from guided-output degradation, and allocates bits via a greedy knapsack — provably preventing unconditional branch drift by construction.
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Deploying classifier-free guidance (CFG) diffusion models under real-world compute budgets requires quantization, yet existing post-training quantization (PTQ) methods treat CFG models as single-branch networks, ignoring the paired conditional/unconditional structure that CFG inference fundamentally relies on. This structural blind spot has two consequences. At the system level, the two-pass CFG execution pattern imposes a latency overhead that parameter-count and bit-operation metrics conceal entirely, and commodity INT8 inference stacks fail to realize the theoretical efficiency gains that BOPs calculations promise. At the algorithmic level, calibrating against the guidance gap alone admits an exact null space: a quantized model can achieve perfect gap-fidelity diagnostics while the unconditional branch drifts arbitrarily, corrupting every guided prediction at inference time. This paper terms this the branch-drift trap, proves its existence analytically, and confirms it empirically through a false-positive result in which the best-calibrated model by standard diagnostics simultaneously produces the worst sample quality. To close the trap, Guidance-Aware Mixed Precision (GAMP) is proposed, which calibrates directly on the guided prediction, derives per-layer activation-bit sensitivity from guided-output degradation, and allocates bits via a greedy knapsack — provably preventing unconditional branch drift by construction.
Non-GPU AI accelerators are increasingly adopted as alternatives to general-purpose GPUs for large-model inference, but the real engineering cost of migrating demanding workloads beyond CUDA remains poorly documented. We present a field study of deploying two large inference workloads on a 16-device Huawei Ascend 910 system using CANN and vLLM-Ascend: an LLM-as-a-judge safety and alignment evaluation pipeline based on a W8A8 MoE judge model, DeepSeek-V4-Flash, and a multimodal medical vision--language benchmark based on DeepSeek-V4-Flash-Vision for MMMU and MMMU-Pro. Making these workloads reliable required twelve source-level patches to the vendor inference plugin, disabling several high-throughput features to preserve numerical correctness, and adding operational safeguards for recurring device-level failures. We summarize the main platform limitations in eight categories: incomplete operator and feature support, fragile parallelism, numerical faults in low-level kernels, immature graph compilation, unstable advanced features, limited scalability, weak observability, and ecosystem fragmentation. For each category, we report the symptoms, evidence, and likely causes. We also quantify the integration effort, concurrency behavior, and benchmark quality to show that both workloads were served correctly. Our study provides a reproducible reference for teams evaluating or operating non-GPU accelerators for large-model inference.
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Non-GPU AI accelerators are increasingly adopted as alternatives to general-purpose GPUs for large-model inference, but the real engineering cost of migrating demanding workloads beyond CUDA remains poorly documented. We present a field study of deploying two large inference workloads on a 16-device Huawei Ascend 910 system using CANN and vLLM-Ascend: an LLM-as-a-judge safety and alignment evaluation pipeline based on a W8A8 MoE judge model, DeepSeek-V4-Flash, and a multimodal medical vision--language benchmark based on DeepSeek-V4-Flash-Vision for MMMU and MMMU-Pro. Making these workloads reliable required twelve source-level patches to the vendor inference plugin, disabling several high-throughput features to preserve numerical correctness, and adding operational safeguards for recurring device-level failures. We summarize the main platform limitations in eight categories: incomplete operator and feature support, fragile parallelism, numerical faults in low-level kernels, immature graph compilation, unstable advanced features, limited scalability, weak observability, and ecosystem fragmentation. For each category, we report the symptoms, evidence, and likely causes. We also quantify the integration effort, concurrency behavior, and benchmark quality to show that both workloads were served correctly. Our study provides a reproducible reference for teams evaluating or operating non-GPU accelerators for large-model inference.
Large language models (LLMs) are increasingly constrained by memory capacity, weight bandwidth, and checkpoint storage during deployment. Existing low-bit compression methods mainly follow two directions. Scalar or group-wise quantization is simple and compatible with efficient low-precision kernels, but its representation capacity becomes limited when the target budget approaches 2 bits per weight. Vector-quantized weight compression provides a richer block-level representation, but usually introduces explicit codebooks, index lookup, and additional storage accounting. This paper presents BiSCo-LLM, a codebook-free binary spherical coding framework for extreme low-bit LLM weight compression. The core pipeline is built on three components. First, local weight chunks are mapped onto a unit hypersphere and binarized into compact spherical codes, so that the main payload is a bit-packed sign stream rather than explicit VQ centroids. Second, a residual BSQ stage encodes the reconstruction error left by the base spherical codec, providing an explicit rate-distortion path without stored codebooks. Third, category-wise recovery distillation is performed after replacing each Transformer module category, reducing the mismatch between local weight reconstruction and assembled model behavior. A small 8-bit protected-channel path is used as an auxiliary stabilization mechanism for sensitive channels and is counted separately from the BSQ payload. The reported storage budget includes binary codes, neural decoders, protected-channel payloads, LoRA adapters, and metadata.
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Large language models (LLMs) are increasingly constrained by memory capacity, weight bandwidth, and checkpoint storage during deployment. Existing low-bit compression methods mainly follow two directions. Scalar or group-wise quantization is simple and compatible with efficient low-precision kernels, but its representation capacity becomes limited when the target budget approaches 2 bits per weight. Vector-quantized weight compression provides a richer block-level representation, but usually introduces explicit codebooks, index lookup, and additional storage accounting. This paper presents BiSCo-LLM, a codebook-free binary spherical coding framework for extreme low-bit LLM weight compression. The core pipeline is built on three components. First, local weight chunks are mapped onto a unit hypersphere and binarized into compact spherical codes, so that the main payload is a bit-packed sign stream rather than explicit VQ centroids. Second, a residual BSQ stage encodes the reconstruction error left by the base spherical codec, providing an explicit rate-distortion path without stored codebooks. Third, category-wise recovery distillation is performed after replacing each Transformer module category, reducing the mismatch between local weight reconstruction and assembled model behavior. A small 8-bit protected-channel path is used as an auxiliary stabilization mechanism for sensitive channels and is counted separately from the BSQ payload. The reported storage budget includes binary codes, neural decoders, protected-channel payloads, LoRA adapters, and metadata.
作者Baha Rababah, Cuneyt Gurcan Akcora, Carson K. Leung
Post-training quantization is widely used to deploy large language models in resource-constrained settings, yet its evaluation relies almost exclusively on accuracy and perplexity. We show that these metrics fail to capture behavioral changes induced by quantization. We introduce correctness agreement, a decision-level metric that measures overlap in correct predictions between a base model and its quantized variants, independent of absolute accuracy. Across multiple models and quantization schemes from 8-bit to 2-bit, we find that behavioral divergence emerges under moderate quantization even when task performance appears preserved. To explain this effect, we analyze quantization as a structural operator on attention weights and quantify layer-wise distortions using statistical and distributional measures. Our results reveal non-linear breakpoints at low bit-widths and show that query and key projections are consistently more sensitive than value and output projections. These findings expose an illusion of equivalence between base and quantized models and motivate behavioral evaluation beyond conventional performance metrics.
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Post-training quantization is widely used to deploy large language models in resource-constrained settings, yet its evaluation relies almost exclusively on accuracy and perplexity. We show that these metrics fail to capture behavioral changes induced by quantization. We introduce correctness agreement, a decision-level metric that measures overlap in correct predictions between a base model and its quantized variants, independent of absolute accuracy. Across multiple models and quantization schemes from 8-bit to 2-bit, we find that behavioral divergence emerges under moderate quantization even when task performance appears preserved. To explain this effect, we analyze quantization as a structural operator on attention weights and quantify layer-wise distortions using statistical and distributional measures. Our results reveal non-linear breakpoints at low bit-widths and show that query and key projections are consistently more sensitive than value and output projections. These findings expose an illusion of equivalence between base and quantized models and motivate behavioral evaluation beyond conventional performance metrics.
作者Hyeju Shin, Chorwon Kim, Ryangsoo Kim, Hark Yoo, Jaein Kim
The emergence of vision language models with fewer than 3 billion parameters has accelerated the implementation of on-device multimodal intelligence. However, a detailed understanding of component-wise quantization remains a bottleneck for optimal deployment. This paper presents a systematic evaluation framework for empirically validating five hypotheses across six quantization configurations on the Jetson Orin NX and AGX. By separating the vision encoder, projector, and large language model backbone yields the following results: (1) Quantization sensitivity is governed by the structural paradigm (MoE vs. dense) rather than scale alone, with MoE backbones mitigating INT4 noise where dense backbones degrade; (2) SigLIP encoders incur disproportionate INT8 latency on Jetson Ampere--a deployment-specific encoder-kernel-hardware interaction, not a SigLIP flaw; (3) Although INT4 quantization of LLMs greatly reduces VRAM consumption, it also causes slower token generation due to dequantization overhead; (4) Composite quantization errors are largely additive, except along the modality-alignment path, which is architecture-dependent; (5) The intelligence-per-joule profile varies significantly across platforms owing to memory bandwidth constraints.
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The emergence of vision language models with fewer than 3 billion parameters has accelerated the implementation of on-device multimodal intelligence. However, a detailed understanding of component-wise quantization remains a bottleneck for optimal deployment. This paper presents a systematic evaluation framework for empirically validating five hypotheses across six quantization configurations on the Jetson Orin NX and AGX. By separating the vision encoder, projector, and large language model backbone yields the following results: (1) Quantization sensitivity is governed by the structural paradigm (MoE vs. dense) rather than scale alone, with MoE backbones mitigating INT4 noise where dense backbones degrade; (2) SigLIP encoders incur disproportionate INT8 latency on Jetson Ampere--a deployment-specific encoder-kernel-hardware interaction, not a SigLIP flaw; (3) Although INT4 quantization of LLMs greatly reduces VRAM consumption, it also causes slower token generation due to dequantization overhead; (4) Composite quantization errors are largely additive, except along the modality-alignment path, which is architecture-dependent; (5) The intelligence-per-joule profile varies significantly across platforms owing to memory bandwidth constraints.
作者Shuo Huai, Hao Kong, Xiangzhong Luo, Shiqing Li, Ravi Subramaniam, Christian Makaya, Qian Lin, Weichen Liu
Crossbar-based In-Memory Processing (IMP) accelerators achieve high-speed, low-power computing for deep neural networks (DNNs), but face three obstacles. First, floating-point (FP) arithmetic is incompatible with crossbars, and existing quantization schemes still require FP processors for scaling factors, incurring hardware overhead. Second, redundant DNN parameters occupy too many crossbars, and current IMP-aware pruning methods require data aligning across crossbars, introducing significant memory and computing overhead. Third, non-ideal crossbar behaviors such as write variations degrade the accuracy of deployed models, and existing compensation methods add substantial overhead. In this paper, we address all three problems within a single training process. We reuse bit-shift units in crossbars to approximately multiply scaling factors, avoiding FP processors. We apply kernel-group pruning and crossbar pruning to remove the hardware units needed for data aligning. We adopt runtime-aware non-ideality adaptation to relieve the impact of device non-ideality from the training stage by exploiting crossbar features. Integrating these three optimizations into one comprehensive learning framework reduces training overhead and improves accuracy. Experiments show that our quantization incurs a negligible accuracy drop, and our pruning achieves higher sparsity and accuracy than state-of-the-art methods. Our framework produces integer-only, pruned, and reliable VGG-16 and ResNet-56 models for CIFAR-10 on IMP accelerators, with accuracy drops of only 2.19% and 1.26%, respectively, without hardware overhead.
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Crossbar-based In-Memory Processing (IMP) accelerators achieve high-speed, low-power computing for deep neural networks (DNNs), but face three obstacles. First, floating-point (FP) arithmetic is incompatible with crossbars, and existing quantization schemes still require FP processors for scaling factors, incurring hardware overhead. Second, redundant DNN parameters occupy too many crossbars, and current IMP-aware pruning methods require data aligning across crossbars, introducing significant memory and computing overhead. Third, non-ideal crossbar behaviors such as write variations degrade the accuracy of deployed models, and existing compensation methods add substantial overhead. In this paper, we address all three problems within a single training process. We reuse bit-shift units in crossbars to approximately multiply scaling factors, avoiding FP processors. We apply kernel-group pruning and crossbar pruning to remove the hardware units needed for data aligning. We adopt runtime-aware non-ideality adaptation to relieve the impact of device non-ideality from the training stage by exploiting crossbar features. Integrating these three optimizations into one comprehensive learning framework reduces training overhead and improves accuracy. Experiments show that our quantization incurs a negligible accuracy drop, and our pruning achieves higher sparsity and accuracy than state-of-the-art methods. Our framework produces integer-only, pruned, and reliable VGG-16 and ResNet-56 models for CIFAR-10 on IMP accelerators, with accuracy drops of only 2.19% and 1.26%, respectively, without hardware overhead.
LLM scheduling is critical to serving, yet it remains unclear how well existing designs fit agentic serving--with LLM requests issued by agents instead of humans. This shifts the workload in two ways: (1) agents act only on complete responses, making the cluster's tokens per second (TPS) the primary goal and relaxing--not eliminating--per-token latency requirements; and (2) requests share much of their KV\$-reuse exceeds 80% of request tokens in a production trace from BAILIAN, versus 54-62% in chat. This paper first contributes a systematic study of request scheduling for agents on two real-world traces. We find that to increase KV\$ reuse, existing schedulers overly prioritize routing requests to instances caching their KV\$, overloading a few while leaving the rest idle, capping TPS. We thus present two key insights: (1) load balance need not sacrifice all KV\$ reuse, thanks to the global-tier KV\$ store and (2) by utilizing the workload's intra-session locality, balancing a small fraction of requests--the first request in each agent session--suffices to balance the cluster without sacrificing most KV\$ reuse on local instances. SMETRIC realizes these insights with balanced session-centric scheduling: it routes each session's first request purely for load balance and its follow-up requests in a cache-aware manner, preserving load balance and local reuse while keeping demand on the global tier low. Using the session turn information as the scheduling metric is deliberate: it is derived efficiently and accurately from the user inputs alone, so the scheduler stays clean and stateless. SMETRIC improves cluster TPS by 10-16% under prefill-decode colocation with a global store and prefill TPS by 2-34% under disaggregation over state-of-the-art schedulers, also with a better per-token latency.
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LLM scheduling is critical to serving, yet it remains unclear how well existing designs fit agentic serving--with LLM requests issued by agents instead of humans. This shifts the workload in two ways: (1) agents act only on complete responses, making the cluster's tokens per second (TPS) the primary goal and relaxing--not eliminating--per-token latency requirements; and (2) requests share much of their KV\$-reuse exceeds 80% of request tokens in a production trace from BAILIAN, versus 54-62% in chat. This paper first contributes a systematic study of request scheduling for agents on two real-world traces. We find that to increase KV\$ reuse, existing schedulers overly prioritize routing requests to instances caching their KV\$, overloading a few while leaving the rest idle, capping TPS. We thus present two key insights: (1) load balance need not sacrifice all KV\$ reuse, thanks to the global-tier KV\$ store and (2) by utilizing the workload's intra-session locality, balancing a small fraction of requests--the first request in each agent session--suffices to balance the cluster without sacrificing most KV\$ reuse on local instances. SMETRIC realizes these insights with balanced session-centric scheduling: it routes each session's first request purely for load balance and its follow-up requests in a cache-aware manner, preserving load balance and local reuse while keeping demand on the global tier low. Using the session turn information as the scheduling metric is deliberate: it is derived efficiently and accurately from the user inputs alone, so the scheduler stays clean and stateless. SMETRIC improves cluster TPS by 10-16% under prefill-decode colocation with a global store and prefill TPS by 2-34% under disaggregation over state-of-the-art schedulers, also with a better per-token latency.
作者Rian Dolphin, Joe Dursun, Jarrett Blankenship, Katie Adams, Quinton Pike
Form 8-K filings are the primary channel through which U.S. public companies disclose material events, but the SEC item codes attached to them are coarse: a single item spans routine administrative changes and chief executive departures, and many of the most market-moving disclosures fall into a catch-all item. Large language models make fine-grained labelling feasible at corpus scale, but only if the labels can be traced to the source text and shown to be reliable. We present a two-stage system that tags 8-K disclosures against a three-tier taxonomy of 119 event types. The first stage constrains output to valid taxonomy entries and anchors every tag to a verbatim quote via fuzzy n-gram validation; the second re-grades each cited quote against the category definition to produce a quality score. Applying the system to 292,984 filings from 2022 to 2026 yields 601,088 grounded event tags, which we release. Over 5,125 stratified tags, an LLM judge finds precision rises monotonically with the quality score, from 12% to 96%, while unsupported tags fall from 8% to near zero. Ablation shows the score is calibrated only when assigned in a dedicated second pass. An event study on unsigned abnormal returns confirms, without any language model, that the taxonomy separates economically distinct events sharing an item code.
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Form 8-K filings are the primary channel through which U.S. public companies disclose material events, but the SEC item codes attached to them are coarse: a single item spans routine administrative changes and chief executive departures, and many of the most market-moving disclosures fall into a catch-all item. Large language models make fine-grained labelling feasible at corpus scale, but only if the labels can be traced to the source text and shown to be reliable. We present a two-stage system that tags 8-K disclosures against a three-tier taxonomy of 119 event types. The first stage constrains output to valid taxonomy entries and anchors every tag to a verbatim quote via fuzzy n-gram validation; the second re-grades each cited quote against the category definition to produce a quality score. Applying the system to 292,984 filings from 2022 to 2026 yields 601,088 grounded event tags, which we release. Over 5,125 stratified tags, an LLM judge finds precision rises monotonically with the quality score, from 12% to 96%, while unsupported tags fall from 8% to near zero. Ablation shows the score is calibrated only when assigned in a dedicated second pass. An event study on unsigned abnormal returns confirms, without any language model, that the taxonomy separates economically distinct events sharing an item code.
Mechanistic interpretability often evaluates explanations by intervening on a model: swapping hidden states, patching activations, ablating components, or comparing a compressed model to the original one. These experiments are usually summarized by a point estimate, even though the evaluation may be monitored while it runs or adapted toward suspected failures. This makes it hard to tell whether a reported fidelity or patching effect is a stable causal claim or a consequence of finite sampling and evaluation choices. We introduce Certified Interventional Fidelity (CIF), a statistical layer for interventional interpretability evaluations. CIF first writes the quantity being reported as a causal estimand: an expectation of a bounded score over a stated input distribution and a stated intervention distribution. It then provides confidence intervals and anytime-valid confidence sequences for this estimand, including under adaptive intervention sampling via bounded mixture importance weighting. We instantiate CIF with Hoeffding-style sequences and variance-adaptive betting sequences, the latter reducing certification cost by 10-30x in our experiments. On MNIST abstractions and GPT-2 Small IOI circuits, CIF certifies high-fidelity claims, shows when apparent method differences are not statistically supported, and makes sensitivity to the intervention distribution explicit.
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Mechanistic interpretability often evaluates explanations by intervening on a model: swapping hidden states, patching activations, ablating components, or comparing a compressed model to the original one. These experiments are usually summarized by a point estimate, even though the evaluation may be monitored while it runs or adapted toward suspected failures. This makes it hard to tell whether a reported fidelity or patching effect is a stable causal claim or a consequence of finite sampling and evaluation choices. We introduce Certified Interventional Fidelity (CIF), a statistical layer for interventional interpretability evaluations. CIF first writes the quantity being reported as a causal estimand: an expectation of a bounded score over a stated input distribution and a stated intervention distribution. It then provides confidence intervals and anytime-valid confidence sequences for this estimand, including under adaptive intervention sampling via bounded mixture importance weighting. We instantiate CIF with Hoeffding-style sequences and variance-adaptive betting sequences, the latter reducing certification cost by 10-30x in our experiments. On MNIST abstractions and GPT-2 Small IOI circuits, CIF certifies high-fidelity claims, shows when apparent method differences are not statistically supported, and makes sensitivity to the intervention distribution explicit.
作者Mingjia Shi, Shuo Wang, Xiaobo Wang, Sifan Zhou, Kai Wang, Tianyu Fu, Chenxu Zhao, Anyang Su, Ping Jiang, Minghui Wu
Vision-language alignment, the stage that bridges pretrained vision encoders and large language models, is widely treated as a form of pretraining requiring full-parameter updates. We challenge this view and investigate what happens when low-rank adaptation is applied to the LLM during this stage instead. We find that low-rank alignment not only reduces computational costs but also outperforms full-parameter alignment on most benchmarks. To understand this phenomenon, we systematically characterize the implicit biases introduced by low-rank adaptation during alignment. Empirically, we find that low-rank alignment shifts model behavior from hallucinatory to conservative and preserves per-token linear separability of visual features that full-parameter alignment disrupts, a phenomenon we term LS-curse. Geometrically, low rank aligned models exhibit more homogeneous and structurally stable visual representations, maintaining modality-specific knowledge rather than prematurely fusing entity-level semantics. Theoretically, we establish two theorems showing that low-rank alignment induces preferences for parameter subspaces with flat gradients and feature subspaces robust to perturbations, providing a principled explanation for the observed structure-preserving behavior. Extensive experiments cover ablation over 100 alignment configurations, three families of low-rank operators, and various rank, encoder, and other settings.
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Vision-language alignment, the stage that bridges pretrained vision encoders and large language models, is widely treated as a form of pretraining requiring full-parameter updates. We challenge this view and investigate what happens when low-rank adaptation is applied to the LLM during this stage instead. We find that low-rank alignment not only reduces computational costs but also outperforms full-parameter alignment on most benchmarks. To understand this phenomenon, we systematically characterize the implicit biases introduced by low-rank adaptation during alignment. Empirically, we find that low-rank alignment shifts model behavior from hallucinatory to conservative and preserves per-token linear separability of visual features that full-parameter alignment disrupts, a phenomenon we term LS-curse. Geometrically, low rank aligned models exhibit more homogeneous and structurally stable visual representations, maintaining modality-specific knowledge rather than prematurely fusing entity-level semantics. Theoretically, we establish two theorems showing that low-rank alignment induces preferences for parameter subspaces with flat gradients and feature subspaces robust to perturbations, providing a principled explanation for the observed structure-preserving behavior. Extensive experiments cover ablation over 100 alignment configurations, three families of low-rank operators, and various rank, encoder, and other settings.
作者Samuel Tetteh, Udip Shrestha, Joshua R. Waite, Cody Fleming
Large language models (LLMs) are increasingly trusted to draft the artifacts of safety analysis such as, losses, hazards, Unsafe Control Actions (UCAs), and safety constraints, inside rigorous processes such as Systems-Theoretic Process Analysis (STPA). Yet a blind spot runs through this fast-growing literature: every system gets analysed except the LLM-assisted tool doing the analysing, which is itself a safety-relevant system that can hallucinate standards, emit unverifiable constraints, and leave no audit trail from prompt to artifact. We take seriously the question the field has skipped — {who analyses the analyser?} and answer it by turning STPA on the tool itself. We present \{Constitutional Meta-STPA}, an LLM-assisted STPA tool built around a closed loop: the tool runs a {meta-STPA} of the class of AI-assisted safety tools and {derives} rather than asserts, its governance constitution from the resulting loss$\to$hazard$\to$UCA$\to$constraint chain, yielding a published constitution of $21$ Tool Principles and $8$ Meta-Safety Principles, each bound to a code enforcement point. We formalise the measured object as a constitution-marginal coverage operator over a principle set $P$ ($|P|{=}29$) with a soundness lemma that isolates coverage from model and scanner, and report four findings. {(i)~Self-derivation:} a frontier ensemble ({claude-opus-4.8}${+}${claude-sonnet-4}) recovers $18/21$ canonical and all $8/8$ governance principles from the tool's own design, while a weaker pair recovers $12/21$ and $3/8$, so the meta layer is model-limited, not constitution-limited, and the same $8/8$ re-emerge from a second, independently authored tool.
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Large language models (LLMs) are increasingly trusted to draft the artifacts of safety analysis such as, losses, hazards, Unsafe Control Actions (UCAs), and safety constraints, inside rigorous processes such as Systems-Theoretic Process Analysis (STPA). Yet a blind spot runs through this fast-growing literature: every system gets analysed except the LLM-assisted tool doing the analysing, which is itself a safety-relevant system that can hallucinate standards, emit unverifiable constraints, and leave no audit trail from prompt to artifact. We take seriously the question the field has skipped — {who analyses the analyser?} and answer it by turning STPA on the tool itself. We present \{Constitutional Meta-STPA}, an LLM-assisted STPA tool built around a closed loop: the tool runs a {meta-STPA} of the class of AI-assisted safety tools and {derives} rather than asserts, its governance constitution from the resulting loss$\to$hazard$\to$UCA$\to$constraint chain, yielding a published constitution of $21$ Tool Principles and $8$ Meta-Safety Principles, each bound to a code enforcement point. We formalise the measured object as a constitution-marginal coverage operator over a principle set $P$ ($|P|{=}29$) with a soundness lemma that isolates coverage from model and scanner, and report four findings. {(i)~Self-derivation:} a frontier ensemble ({claude-opus-4.8}${+}${claude-sonnet-4}) recovers $18/21$ canonical and all $8/8$ governance principles from the tool's own design, while a weaker pair recovers $12/21$ and $3/8$, so the meta layer is model-limited, not constitution-limited, and the same $8/8$ re-emerge from a second, independently authored tool.
作者Hongkang Yang, Zhi-Qin John Xu, Feiyu Xiong, Weinan E
As part of a series on first-principles modeling of cognitive functions, this paper attempts to provide a mathematical formulation of thinking and perception. It formally derives slow thinking or more generally, active perception, and encompasses the design, training and inference of slow thinking large language models. Our starting point is the lifting and projection of probability distributions on the observable and latent spaces, with the objective of representing complex data distributions by simple function families such as neural networks. A theory called "active lifting" is proposed, based on the sampling of latent sequences and an intrinsic drive to reduce uncertainty with maximum rate. It derives a large design space, containing the slow thinking models in a subspace that we call the static theory. These models are positioned on the representation hierarchy and sampler hierarchy induced by the static theory, and can be upgraded by climbing the two hierarchies. Active lifting further derives an inference process with an internal time axis, and a training objective that resembles minimum-length coding as well as the invention of languages. Thus, it characterizes the agency of perception, including the emergence of the slow thinking formats. Technical by-products of this theory include a three-stage pathway for improving slow thinking models, a unified approach to constructing encoders and generative models for all data modalities, a priori formation of human-like visual representations, and a possible solution to policy collapse.
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As part of a series on first-principles modeling of cognitive functions, this paper attempts to provide a mathematical formulation of thinking and perception. It formally derives slow thinking or more generally, active perception, and encompasses the design, training and inference of slow thinking large language models. Our starting point is the lifting and projection of probability distributions on the observable and latent spaces, with the objective of representing complex data distributions by simple function families such as neural networks. A theory called "active lifting" is proposed, based on the sampling of latent sequences and an intrinsic drive to reduce uncertainty with maximum rate. It derives a large design space, containing the slow thinking models in a subspace that we call the static theory. These models are positioned on the representation hierarchy and sampler hierarchy induced by the static theory, and can be upgraded by climbing the two hierarchies. Active lifting further derives an inference process with an internal time axis, and a training objective that resembles minimum-length coding as well as the invention of languages. Thus, it characterizes the agency of perception, including the emergence of the slow thinking formats. Technical by-products of this theory include a three-stage pathway for improving slow thinking models, a unified approach to constructing encoders and generative models for all data modalities, a priori formation of human-like visual representations, and a possible solution to policy collapse.
Uncertainty quantification for visual language models (VLMs) conventionally targets the answer token distribution. We provide the first three-family empirical characterisation of answer entropy behaviour in thinking-mode VLMs. Running four models on identical POPE adversarial samples, we find three qualitatively distinct patterns: Qwen3-VL-8B-Thinking shows complete collapse (ans H AUROC = 0.492); GLM-4.1V-9B-Thinking shows no collapse (0.716); and InternVL3-8B shows selective thinking (chains on only 50% of samples, ans H = 0.675 full / 0.602 thinking-only). Across all three thinking-mode models, thinking chain entropy outperforms answer entropy on the subset where chains are generated (0.647, 0.759, 0.608 vs. 0.492, 0.716, 0.602 respectively), suggesting chain signals are the more reliable predictor whenever chains are present. This holds strongly for Qwen and GLM, but with only marginal and statistically unreliable advantage for InternVL3 (n_FP = 17). A 300-sample VQAv2 pilot confirms chain entropy (0.680) outperforms answer entropy (0.595) on VQAv2 questions, with the gap largest for free-form answers (0.733 vs. 0.467). On harder reasoning tasks (HallusionBench) both Qwen models show moderate signal (approx. 0.64), consistent with incomplete pre-commitment on difficult questions. We additionally document structured abstention affecting 12-22% of queries with asymmetry toward absent-object queries, and a practical abstention gate raising accuracy from 71.0% to 93.8% at 62.7% coverage with no additional inference cost.
展开完整摘要收起摘要↓
Uncertainty quantification for visual language models (VLMs) conventionally targets the answer token distribution. We provide the first three-family empirical characterisation of answer entropy behaviour in thinking-mode VLMs. Running four models on identical POPE adversarial samples, we find three qualitatively distinct patterns: Qwen3-VL-8B-Thinking shows complete collapse (ans H AUROC = 0.492); GLM-4.1V-9B-Thinking shows no collapse (0.716); and InternVL3-8B shows selective thinking (chains on only 50% of samples, ans H = 0.675 full / 0.602 thinking-only). Across all three thinking-mode models, thinking chain entropy outperforms answer entropy on the subset where chains are generated (0.647, 0.759, 0.608 vs. 0.492, 0.716, 0.602 respectively), suggesting chain signals are the more reliable predictor whenever chains are present. This holds strongly for Qwen and GLM, but with only marginal and statistically unreliable advantage for InternVL3 (n_FP = 17). A 300-sample VQAv2 pilot confirms chain entropy (0.680) outperforms answer entropy (0.595) on VQAv2 questions, with the gap largest for free-form answers (0.733 vs. 0.467). On harder reasoning tasks (HallusionBench) both Qwen models show moderate signal (approx. 0.64), consistent with incomplete pre-commitment on difficult questions. We additionally document structured abstention affecting 12-22% of queries with asymmetry toward absent-object queries, and a practical abstention gate raising accuracy from 71.0% to 93.8% at 62.7% coverage with no additional inference cost.
This paper proposes an improved structured pruning method for large language models (LLMs) that addresses key challenges in adapting Adaptive Feature Retention (AFR), an unstructured pruning technique, to structured pruning. When applying AFR to structured pruning, three major problems arise: distribution mismatch between heterogeneous pruning scores, loss of sign information indicating optimization direction consistency, and influence of outliers. To address these issues, we propose a unified approach combining power transformation for nonlinear distribution alignment, sign-preserving score aggregation, and percentile-based outlier removal. Experiments on Llama-3-8B, Vicuna-v1.5-13B, and LLaVA-v1.5-13B demonstrate that our method maintains accuracy comparable to unstructured pruning while achieving practical inference speedup through structured pruning.
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This paper proposes an improved structured pruning method for large language models (LLMs) that addresses key challenges in adapting Adaptive Feature Retention (AFR), an unstructured pruning technique, to structured pruning. When applying AFR to structured pruning, three major problems arise: distribution mismatch between heterogeneous pruning scores, loss of sign information indicating optimization direction consistency, and influence of outliers. To address these issues, we propose a unified approach combining power transformation for nonlinear distribution alignment, sign-preserving score aggregation, and percentile-based outlier removal. Experiments on Llama-3-8B, Vicuna-v1.5-13B, and LLaVA-v1.5-13B demonstrate that our method maintains accuracy comparable to unstructured pruning while achieving practical inference speedup through structured pruning.
Large-Language Models (LLMs) can be prone to flawed and unfaithful reasoning that decoding strategies like Self-Consistency (SC) fail to detect as they evaluate only final-answer agreement while ignoring the logical validity of intermediate steps. This raises three fundamental questions: How can we reliably quantify uncertainty in LLM reasoning? Can semantic, structural, and causal awareness select more faithful reasoning compared to naïve majority voting? and How robust is reasoning topology under adversarial conditions? To address these questions, we introduce GRAPHEVAL, a graph-based reasoning framework that re-frames uncertainty quantification (UQ) as a holistic reasoning fidelity problem. We propose a novel UQ metric, Graph Reasoning Coherence Score (GRCS), that quantifies semantic-structural consensus of the reasoning space and captures pathological mode collapse and confident hallucinations. We find that GRCS is the only metric that is consistently negatively correlated with reasoning faithfulness across both more capable and smaller models. Additionally, we introduce Graph Self-Consistency (GSC), a medoid-based decoding strategy that trades nominal accuracy for reasoning fidelity, exposing the degree to which SC is inflated by unfaithful lucky guesses in smaller models, while preserving or improving accuracy in more capable ones. Finally, through adversarial medoid ablation, we demonstrate that the GSC-selected path acts as a "load-bearing path" and forcing models away from it degrades reasoning faithfulness and, in targeted cases, causes drops in accuracy.
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Large-Language Models (LLMs) can be prone to flawed and unfaithful reasoning that decoding strategies like Self-Consistency (SC) fail to detect as they evaluate only final-answer agreement while ignoring the logical validity of intermediate steps. This raises three fundamental questions: How can we reliably quantify uncertainty in LLM reasoning? Can semantic, structural, and causal awareness select more faithful reasoning compared to naïve majority voting? and How robust is reasoning topology under adversarial conditions? To address these questions, we introduce GRAPHEVAL, a graph-based reasoning framework that re-frames uncertainty quantification (UQ) as a holistic reasoning fidelity problem. We propose a novel UQ metric, Graph Reasoning Coherence Score (GRCS), that quantifies semantic-structural consensus of the reasoning space and captures pathological mode collapse and confident hallucinations. We find that GRCS is the only metric that is consistently negatively correlated with reasoning faithfulness across both more capable and smaller models. Additionally, we introduce Graph Self-Consistency (GSC), a medoid-based decoding strategy that trades nominal accuracy for reasoning fidelity, exposing the degree to which SC is inflated by unfaithful lucky guesses in smaller models, while preserving or improving accuracy in more capable ones. Finally, through adversarial medoid ablation, we demonstrate that the GSC-selected path acts as a "load-bearing path" and forcing models away from it degrades reasoning faithfulness and, in targeted cases, causes drops in accuracy.
Fine-tuning LLMs to inject new knowledge faces a critical challenge: LLMs can quickly memorize new facts, yet fail to use them for downstream reasoning tasks. We formalize this failure as the Knowing--Using Gap, characterized by an accuracy gap and a temporal lag between memorization and generalization. To understand this phenomenon, we fine-tune LLMs with unseen knowledge and monitor the spatial permeation dynamics of the knowledge internally using a novel intervention technique called self-patching. Self-patching identifies activation locations where relocating representations substantially improves failed generalization cases. These results are consistent with a knowledge-circuit misalignment hypothesis: memorized representations can exist internally but may not be routed to computation-effective layers. To demonstrate the practicality of this diagnostic finding, we design a simple heuristic strategy which recovers 58--75% of the oracle headroom in generalization failure. Experiments are done cross-domain for the robustness of this finding.
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Fine-tuning LLMs to inject new knowledge faces a critical challenge: LLMs can quickly memorize new facts, yet fail to use them for downstream reasoning tasks. We formalize this failure as the Knowing--Using Gap, characterized by an accuracy gap and a temporal lag between memorization and generalization. To understand this phenomenon, we fine-tune LLMs with unseen knowledge and monitor the spatial permeation dynamics of the knowledge internally using a novel intervention technique called self-patching. Self-patching identifies activation locations where relocating representations substantially improves failed generalization cases. These results are consistent with a knowledge-circuit misalignment hypothesis: memorized representations can exist internally but may not be routed to computation-effective layers. To demonstrate the practicality of this diagnostic finding, we design a simple heuristic strategy which recovers 58--75% of the oracle headroom in generalization failure. Experiments are done cross-domain for the robustness of this finding.