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LLM 理论进展

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01 TOPIC

LLM 理论进展

cs.LG

ExpBoN: Exponential-Noise Best-of-$n$ for Efficient Test-Time LLM Alignment

作者Yanxiao Liu, Sicheng Wan, Deniz Gündüz

展开完整摘要收起摘要

Best-of-$n$ (BoN) sampling is a simple yet effective inference-time alignment method, but hard maximization provides only coarse control over the trade-off between reward and distribution shift. Soft Best-of-$n$ (Verdun et al. 2025) provides smoother control and converges to the optimal distribution associated with KL-regularized reward maximization. In this paper, we introduce ExpBoN, an alternative soft BoN method based on the exponential-noise report-noisy-max mechanism. It admits an exact finite-$n$ decomposition, which yields exponentially fast convergence in total variation, expected reward, and both directions of KL divergence. We provide comprehensive theoretical analyses of its convergence and regret behavior. We further integrate ExpBoN into the guided speculative inference (GSI) framework (Geuter, Mroueh, and AlvarezMelis 2025), resulting in ExpGSI, for efficient reward-guided LLM alignment. ExpGSI yields substantial reductions in computational cost while maintaining comparable accuracy. Experiments on MATH500, MMLU-STEM, and Minerva Math with the Qwen2.5-Math and Qwen3 model families show that ExpGSI reduces estimated computation by $14%$-$39%$ across candidate budgets for Qwen2.5-Math and by up to $45%$ at $n=16$ for Qwen3. Overall, our results provide a theoretical and algorithmic foundation for exponential-noise BoN and efficient test-time LLM alignment.

ARXIV 2609.21899 ↗
cs.AI

A Lie Detector Test for Language Models: Reading Knowledge a Model Won't Reveal

作者Hiskias Dingeto

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Large language models can hold knowledge they do not report. A model may sandbag on a capability evaluation, or answer against what it internally knows, and its outputs alone cannot tell whether it is hiding an answer or simply does not have one. We borrow the Concealed Information Test, a forensic method that identifies guilty knowledge by presenting a suspect with the true detail among plausible decoys and measuring a stronger response to the item they recognize. Our method, Probe of Internal Recognition (PIR), does the same inside a model. It presents a question with its candidate answers and reads, from the model's internal states, which candidate the model recognizes as correct. PIR is reference-free, needing no honest reference model and no labeled truth corpus. Across eight models from five families (Gemma, Qwen, Llama, Mistral, and Phi), PIR recovers the recognized answer at 0.70 to 0.87 balanced accuracy, well above the 0.28 to 0.40 unknown-item baseline and the 0.25 chance rate. It stays readable across every form of concealment we test, from prompted deception and trained sandbagging to external password-locked and circuit-broken checkpoints, with recognition between 0.85 and 0.93. When the model hides a known answer, recognition stays high. When unlearning removes the knowledge, recognition drops to the level of a question the model never knew. PIR therefore separates a model that will not answer from one that cannot, which supports sandbagging audits and unlearning verification. The signal is causal, adds information beyond black-box behavioral cues, and extends from multiple-choice questions to free-form generation.

ARXIV 2609.21996 ↗
cs.AI

Offline Multimodal Large Language Models for Decision Support in Air Operations

作者Joao P. A. Dantas, Jelton A. Cunha, Gabriel Dietzsch

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Air operations rely on complex rules, established procedures, and time-critical analysis under limited connectivity and strict security constraints. In such environments, analysts must combine written doctrine with images, often without access to external computing resources. This paper studies offline large language models as decision support tools, deployed in isolated and restricted environments to give analysts access to doctrinal knowledge that remains traceable to its original sources through natural language interaction. We describe a modular retrieval-augmented architecture suitable for operation without Internet connectivity, supporting both text and image input from technical manuals. As a first step toward evaluating this architecture, we report a pilot study with four image analysts of the Brazilian Air Force, combining (i) a doctrinal knowledge assessment based on their electronic-target identification doctrine, comparing human and proposed system performance on the same test, and (ii) a measurement of the cognitive workload involved in manually producing a reconnaissance target report (Relatório de Missão de Reconhecimento - REMIR) without AI assistance. The results show a demanding manual task, especially in terms of mental demand (6.0/7) and effort (5.0/7), while the proposed system matches the human score (8/10) and completes the assessment in 7.1 minutes (compared to a human average of 26.5 minutes), establishing a baseline for future AI-assisted evaluation. Finally, we describe a future evaluation protocol to systematically compare manual and AI-assisted workflows.

ARXIV 2609.21390 ↗
cs.LG

Understanding LLM Quantization through Activation-Guided Compensation and Orthogonal Residuals

作者Yamato Narita, Issei Sato

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Post-training weight-activation quantization reduces the memory and inference costs of large language models, but aggressive W4A4 quantization remains difficult because activation outliers degrade effective quantization resolution. Although weight optimization, channel-wise scaling, and orthogonal rotation mitigate this problem, the error components they address and their relationship remain unclear. Using an exact decomposition of local weight-activation quantization error into an activation-guided weight compensation term and an orthogonal residual, we bound the residual using persistent channel-wise outlier and regular activation quantities. This decomposition clarifies which error components can be addressed by weight compensation and which require transformation design. We then use the residual bounds to derive practical guidelines for applying randomized Hadamard rotation, sign selection, and channel scaling. In particular, the analysis explains how random signs suppress constructive interference among persistent outlier channels, how sampling multiple sign patterns can improve transformation selection, and how second-moment balancing leads to an $L_2$ scaling rule while a further relaxation recovers SmoothQuant-style $L_\infty$ scaling. We evaluate these guidelines through backpropagation-free configurations across eight Llama and Mistral models, obtaining performance competitive with gradient-trained SpinQuant.

ARXIV 2609.21450 ↗
cs.AI

CogGym: Towards Large-Scale Comparative Evaluation of Human and Machine Cognition

作者Lance Ying, Jinzhou Wu, Yingshan Susan Wang, Shivam Aarya, Luca M. Schulze Buschoff, Harry Chen, Katherine M. Collins, Andrea de Varda, Shuhao Fu, Sean Dae Houlihan, Akshay K. Jagadish, Guangyuan Jiang, Samuel Kiegeland, Tetsu Kurumisawa, Rongzhi Liu, Ryan Liu, Ningshan Ma, Kathryn McGregor, Younes Strittmatter, Polina Tsvilodub, Jacob Hoover Vigly, Sarah Wu, Enjie Xu, Yiling Yun, Kelsey Allen, Tyler Brooke-Wilson, Brian Christian, Evelina Fedorenko, Michael C. Frank, Michael Franke, Tao Gao, Samuel J. Gershman, Robert D. Hawkins, Jennifer Hu, Julian Jara-Ettinger, Max Kleiman-Weiner, Sydney Levine, Tal Linzen, Hongjing Lu, Timothy O'Donnell, Desmond C. Ong, Steven T. Piantadosi, Rebecca Saxe, Eric Schulz, Tianmin Shu, Felix A. Sosa, Ilia Sucholutsky, Tan Zhi-Xuan, Tomer Ullman, Fei Xu, Ilker Yildirim, Jian-Qiao Zhu, Thomas L. Griffiths, Tobias Gerstenberg, Kevin Smith, Joshua B. Tenenbaum

展开完整摘要收起摘要

Understanding and modeling human intelligence are parallel goals shared by artificial intelligence (AI) and cognitive science. As AI systems grow increasingly capable, in what ways do model responses resemble human responses, and where do they systematically diverge? The sheer breadth and diversity of the tasks humans can perform and think about pose a challenge for scalable and rigorous comparison between humans and models. We introduce CogGym, a scalable, unified framework grounded in cognitive science for systematically comparing model and human behavior on matched experimental trials. CogGym uses a semi-automated, human-in-the-loop pipeline to standardize diverse experimental paradigms into a task-agnostic Experiment Markup Language (EML), enabling reproducible and faithful comparison at scale. For initial release, we curate and standardize 258 cognitive experiments from 100 papers that focuses on human commonsense reasoning, and evaluate 50 large language models against human responses. We find a clear scaling trend where larger and more recent AI models better reproduce human judgments. Yet AI models' improvement on such common reasoning tasks is considerably slower than the gains observed on formal-reasoning benchmarks like math and coding, and model--human fit remains well below human splithalf reliability ($R^2 = 0.93$ on text, $0.95$ on image, and $0.92$ on video) with the best models achieving $R^2 = 0.59$ on text, $0.58$ on image, and $0.43$ on video experiments. We intend for CogGym to provide a living evaluation framework that continually incorporates new cognitive science experiments to characterize where model behavior resembles human behavior, where it systematically diverges, and how those patterns change as models and experiments evolve.

ARXIV 2609.21259 ↗
cs.CL

When Steering Fails in Latent Reasoning: A Latent-to-Language Transition Gap

作者Gaoxiang Huang, Lei Qi

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Activation steering has become a widely used approach for controlling language models during explicit chain-of-thought (CoT) reasoning, motivating its extension to latent CoT. However, we find that steering continuous thoughts produces substantially weaker effects on subsequent language generation than steering explicit CoT, even when the hidden representations are moved by comparable amounts. We first show that task information remains identifiable in continuous thoughts. Hence, we hypothesize a latent-to-language transition gap, in which an intervention effect in latent space fails to transfer to language generation. Two further results support this hypothesis: the output distribution changes abruptly at the transition boundary, and task-related directions exert much weaker bidirectional control in latent CoT than in explicit CoT. These findings identify the transition interface as a central target for evaluating and designing future latent-steering methods.

ARXIV 2609.21662 ↗
cs.CR

HE-Guardrail: A Homomorphic Guardrail Against Jailbreak Attacks for Encrypted Large Language Model Inference

作者Byeongseo Min, Yongwoo Lee, Young-Sik Kim, Yongjune Kim

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Homomorphic encryption (HE) has emerged as a promising approach to privacy-preserving machine learning (PPML), enabling computation directly over encrypted data. In HE-based PPML, a client submits an encrypted input to the server, which evaluates models such as large language models (LLMs) without access to the underlying plaintext. However, we identify a critical security vulnerability in this setting: HE-LLM inference is vulnerable to malicious clients that submit adversarial prompts, such as jailbreak attacks. The same confidentiality that protects benign clients also prevents the server from inspecting incoming prompts or generated responses, making adversarial attempts difficult to detect or block and potentially allowing successful attacks to remain entirely invisible to the server. To address this vulnerability, we propose HE-Guardrail, a framework that evaluates guardrail mechanisms entirely over encrypted data and homomorphically controls whether the target-model response is returned to the client. We instantiate HE-Guardrail with three representative guardrails - Llama Guard, JBShield, and GradSafe. Our results show that HE-Guardrail closely reproduces the decisions of the corresponding plaintext guardrails in the encrypted domain, with distinct security-efficiency-utility trade-offs.

ARXIV 2609.21484 ↗
cs.LG

Detecting Pretraining Data in Large Language Models from a Free-Energy Perspective

作者Chenye Ke, Zirui Liu, Qi Liu, Yan Zhuang, Jintao Zhang, Zhenya Huang, Shijin Wang

展开完整摘要收起摘要

Detecting pretraining data in large language models is challenging because high likelihood can reflect either training exposure or strong generalization. In the joint space of prediction loss and predictive entropy, a likelihood-only detector uses a horizontal boundary and can mistake predictable non-members for members. Motivated by this, we introduce an inclined boundary that evaluates prediction loss relative to predictive entropy. Our analysis shows that entropy correction can preserve the expected membership signal while reducing its variance, thereby improving standardized member--non-member separation. We further extend the mean--variance analysis to the more general setting with a nonzero mean entropy gap. Interestingly, this entropy-adjusted score admits a Helmholtz free-energy interpretation, leading to Energy Transfer Detection (ETD), which views pretraining data detection from a macroscopic residual free-energy transfer perspective. Extensive experiments show that ETD achieves the best average detection performance, improving average AUROC by up to 3.5% and TPR@5%FPR by up to 5.1%, while remaining robust across diverse settings.

ARXIV 2609.21888 ↗
cs.AI

LogicTrack: Auditing Reasoning Trajectories of Large Language Models with Formal Logic Solvers

作者Jingyu Hu, Shu Yang, Weiru Liu, Di Wang

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Chain-of-Thought (CoT) reasoning has been shown to improve the performance of large language models (LLMs), yet existing optimization methods largely rely on outcome-based feedback, leaving the logical validity of intermediate reasoning steps largely unverified. To address the gap whereby LLMs arrive at correct final answers through logically flawed intermediate reasoning chains, we propose LogicTrack, a neuro-symbolic framework that audits reasoning trajectories by auto-formalizing each reasoning step into symbolic representations and verifying it with automated theorem provers. LogicTrack introduces Solver-Based Backtracking Reward (SBR), a step-wise scoring mechanism that quantifies logical soundness and guides backtracking tree search at inference time. We further extend LogicTrack to construct supervised fine-tuning (SFT) data with backtracking traces from its trajectories, enabling fine-tuned models to internalize step-wise auditing as an intrinsic capability. Extensive experiments across 8 reasoning benchmarks and 7 LLMs demonstrate that LogicTrack effectively improves both the verifiability of reasoning chains and final answer pass rate, thereby enhancing overall CoT quality and trustworthiness in high-stakes domains.

ARXIV 2609.21492 ↗
cs.LG

Talk to Me, Jarvis: An Open-Source Edge-Deployable Voice Assistant Framework for Autonomous Racecars

作者Daniel Henel, Frederik Werner, Alexander Langmann, Johannes Betz

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Recent advances in large language models have improved their effectiveness as back-end components for voice assistants, particularly in intent understanding and context-aware input classification. However, online-hosted models introduce network dependency and variable inference latency, limiting their suitability for time-critical autonomous driving applications. In this work, we address these issues by developing Jarvis, an offline voice assistant for high-level behavioral commands of autonomous vehicles. Its architecture integrates speech recognition and synthesis with natural language command classification into a lightweight, local framework. Jarvis core component is a text-to-command classifier, built using a domain-specific fine-tuning of the Mistral 7B model, demonstrating low-latency inference. Our experimental evaluation demonstrates that our solution outperforms larger online-hosted models, achieving 97.63 % intent recognition accuracy with an average processing latency of 1.39 s, making it well-suited for operations requiring quick response times. To support further research and fine-tuning, we provide an open-source implementation.

ARXIV 2609.21109 ↗
cs.AI

Attention-Aware Routing: Coupling Routing and Attention in MoEs

作者Despoina Kosmopoulou, Anastasios Tsetsilas, Efthymios Georgiou, Giannis Karamanolakis, Swastik Roy, Alexandros Potamianos

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In Mixture-of-Experts language models, the router typically selects and weights experts based on the token's hidden state, utilizing limited contextual information. We propose Attention-Aware Routing (AAR), which augments the router with temporal and spectral features extracted from a sliding window of attention weights that represent a summary of the model's contextual state, disentangled from the hidden state. Keeping the base transformer entirely frozen, we train only the routing parameters, isolating routing as the sole variable. AAR improves GSM8K by +3.37 pp over a routing-only SFT baseline on OLMoE. Beyond performance, we show that routing and attention form a coupled circuit: routing changes at layer l propagate through the residual stream to amplify attention sinks at layer l+1, reshaping attention without any direct update to the attention mechanism itself. Further, AAR reduces long diverging generation, with incorrect answers getting shorter, while correct answers remain unchanged in length. Finally, AAR is strongly depth-sensitive: applying it indiscriminately across layers can degrade factual retrieval, whereas mathematical reasoning gains persist when it is introduced deeper in the network. This sensitivity exposes a retrieval--reasoning tension across depth and makes layer-selective AAR a controlled probe of the routing-relevant information carried by attention at different layers.

ARXIV 2609.20974 ↗
cs.AI

CaLR: Causal Latent Revision for Robust Diffusion Reasoning

作者Wei Cai, Jian Zhao, Yuchen Yuan, Xuelong Li

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Autoregressive (AR) models suffer from local greediness, while diffusion language models (DLMs) often lack the strict causal structure required for reasoning. To combine the advantages and overcome the drawbacks of the dual, we propose Causal Latent Revision (CaLR), a framework that reformulates reasoning as constrained latent optimization. By adopting a causal topology matrix (CTM) from an expert model and implicit differentiation, CaLR performs gradient-guided ``thought revision" to enforce logical consistency, enabling dynamic self-correction of intermediate steps during parallel generation. Empirically, CaLR achieves SOTA DLM performance on complex benchmarks, surpassing strong AR baselines and demonstrating superior robustness in constrained tasks like Sudoku.

ARXIV 2609.20981 ↗
cs.AI

Decoupling Internal Representational Changes and Causal Importance in Fine-Tuned Large Language Models

作者Lingfang Li, Procheta Sen, Shubham Das, Danushka Bollegala

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Fine-tuning has emerged as a widely adopted approach for adapting LLMs to a variety of downstream tasks. However, how it reshapes their internal mechanisms remains poorly understood. To address this, we investigate how fine-tuning alters internal representations in LLMs, including attention patterns and layer-wise activations, and examine whether these changes are linked to task-relevant components identified by EAP (e.g., attention heads and logit-level activations) that drive task performance. We find that EAP-identified components are concentrated within specific layers, indicating a degree of functional localisation in how models internalise task-specific behavior. Notably, the distribution of these components across layers is largely uncorrelated with the layers undergoing the most substantial representational changes during fine-tuning. Furthermore, we observe that overlap in EAP-identified components across tasks does not translate into cross-task performance transfer if the tasks are different in nature (e.g. classification vs. generative tasks). More specifically, fine-tuning on one task can lead to a degradation of performance on another when the two tasks exhibit a high degree of overlap in their EAP-identified components.

ARXIV 2609.21113 ↗
cs.AI

RBS-Attention: Radius-Bounded Sparse Prefill for Long-Context Large Language Models

作者Chuxu Song, Jiuqi Wei, Zhencan Peng

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Long-context large language model inference is increasingly limited by prefill, where dense self-attention processes the entire prompt before generation begins. Sparse block selection can reduce this cost, but a block centroid may hide a highly relevant token among many irrelevant ones. We call this failure mode mean dilution and propose RBS-Attention, a training-free sparse-prefill method with two complementary selection branches. A centroid base branch captures average relevance, while a rescue branch uses the maximum key-block radius and its prompt-, layer-, and head-dependent distribution to identify blocks at risk of underestimation. Independently thresholding the two branches and combining their masks controls the contribution of rescue blocks while preserving regular block-sparse FlashAttention execution. On H100 GPUs, RBS-Attention achieves 20.65$\times$ standalone prefill-attention speedup, 11.92$\times$ vLLM prefill-attention speedup, and 5.97$\times$ end-to-end time-to-first-token speedup at 128K on Qwen3-30B-A3B-Instruct-2507-FP8. On the dense Qwen3-32B model, it obtains 88.65 overall RULER accuracy versus 89.52 for dense attention; LongBench-v2, InfiniteBench, and Video-MME provide additional quality evaluation. Supporting experiments measure actual retention, compare selectors at matched density, and characterize block-size, threshold, and memory behavior. Together, these results support radius-adaptive dual-branch selection as an effective approach to long-context prefill.

ARXIV 2609.20971 ↗
cs.HC

Penquiry: A Pen-based Interactive In-situ Q&A System Leveraging LLMs

作者Jeongmin Rhee, Changhee Lee, Hyunwoo Kim, Kiroong Choe, Bohyoung Kim, Sungahn Ko, Jinwook Seo

展开完整摘要收起摘要

Pen-based digital devices remain a preferred medium for active, cognitively engaging study. Concurrently, Large Language Models (LLMs) have become indispensable for self-directed learning, enabling students to clarify concepts. However, a fundamental interaction gap exists between the fluid, spatial nature of pen-based workflows and the discrete, keyboard-heavy requirements of LLMs. We present Penquiry, an in-situ question-and-answer system that bridges this gap by enabling learners to pose questions directly on digital study materials via a pen. We characterize two primary interaction challenges in this multimodal transition: a Referential Barrier, which hinders grounding fine-grained visual elements into the query context, and an Expressive Barrier, which forces learners to translate diverse, non-textual intents--such as equations and diagrams--into rigid, typed sentences. To resolve these, Penquiry introduces a mediation layer featuring Content Snapping for unambiguous referencing and Question Autocompletion to expand sparse ink keywords into rich semantic queries. Through two iterative user studies (N = 16 per study), we demonstrate that Penquiry significantly reduces the cognitive and physical overhead of inquiry compared to traditional interfaces, providing a new blueprint for pen-based, in-situ AI interaction

ARXIV 2609.19870 ↗
cs.CL

Learn Before You Judge: Progressive Knowledge-to-Decision Alignment for Explainable Hateful Meme Detection

作者Bo Xu, Chenyuan Wang, Xinyu Chen, Quanhao Zhu, Rui Lin, Liang Zhao, Hongfei Lin, Feng Xia

展开完整摘要收起摘要

Hateful memes spread abusive content through implicit interactions between images and text, posing serious threats to the safety of online communities. In recent years, multimodal large language models have been widely used for hateful meme detection and are increasingly adopted to generate explainable detection results. However, we find that existing explain-then-detect methods often couple explanation generation and label prediction within the same training process. This coupling causes interference between task objectives, leading to limited detection performance and even worse results than simple SFT baselines. To address these challenges, we propose ProKDA, a progressive knowledge-to-decision alignment method for explainable hateful meme detection. Inspired by the human annotation training process, ProKDA first uses an agentic background knowledge construction pipeline to obtain external knowledge related to meme understanding. It then adopts a three-stage training strategy that sequentially performs background knowledge learning, hatefulness detection learning, and hatefulness boundary alignment. Unlike prior explain-then-detect methods that jointly optimize both tasks, ProKDA focuses on a single training objective at each stage. This design reduces interference between the two tasks and progressively transforms background knowledge into robust detection decisions. Experiments on three public hateful meme benchmarks show that ProKDA achieves state-of-the-art detection performance and provides accurate, explainable, and evidence-supported decisions for hateful meme moderation. Project page: https://meizhiyuan88666.github.io/prokda.

ARXIV 2609.19778 ↗
cs.CL

Harm Laundering in GPT Models: Evidence That Gender Discrimination Is Transformed Rather Than Reduced Across Safety-Trained Generations

作者Sarah Wyer, Sue Black, Noura Al Moubayed

展开完整摘要收起摘要

Safety evaluations for large language models rely on surface-form classifiers that report declining harm scores across model generations. We provide evidence that this methodology is systematically incomplete: explicit discriminatory content is transformed rather than removed. We call this harm laundering. Analysing 450,000 gender-directed completions across 15 models spanning GPT-2 through to GPT-5 (OpenAI GPT lineage; three demographic conditions), we show that sexual violence clusters prevalent in GPT-2 women-directed output disappear by GPT-4, while men-directed completions gain positive representational territory (caregiving, emotional range, ally identity) that women-directed completions do not. The pattern is most visible at GPT-5: Topic~5 (1,997~documents) frames breast cancer as a men's rights debate, while zero equivalent clusters appear in women-directed output. Three independent classifiers score this content as non-toxic. Sentiment scores invert at GPT-4: early models demean women; later models over-correct. Topic diversity in women-directed completions falls 36% relative to men at the GPT-4 alignment boundary (W/M~$= 0.58$, from $0.91$ at GPT-2). REGARD representational harm disparity correlates with release date ($ρ= +0.55$, $p = .034$) while Detoxify does not ($ρ= -0.23$, $p = .42$): toxicity scores fall as representational harm grows. We formalise harm laundering as a three-criteria test and provide a three-stage detection protocol applicable to any generative model. Within the OpenAI GPT lineage, toxicity score reduction is not a sufficient proxy for harm reduction.

ARXIV 2609.20779 ↗
cs.AI

LLM-as-an-Improver: Turning Verification into Better Candidates

作者Akiyoshi Tomihari, Yuma Ichikawa

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Verifier-based selection improves LLM performance by generating multiple candidate solutions and using a verifier to select the most promising one. However, existing methods typically treat verification only as a ranking step and discard its feedback once a fixed candidate pool has been evaluated. In this paper, we ask whether verification can also improve the candidate set itself. To this end, we introduce LLM-as-an-Improver and propose Verify--Repair--Reselect (VRR), which uses verification feedback to generate and reselect improved candidates. VRR retains the initial winner while conditionally generating three complementary alternatives: repaired versions of the winner and runner-up, and a solution based on a new approach. It filters invalid and duplicate candidates using only inference-time information and then reselects the final answer under the original evaluation criteria. Across diverse models and code-generation and reasoning benchmarks, VRR improves over fixed-pool verifier-based selection in many settings and can recover correct solutions even when all candidates in the initial pool are incorrect. These results highlight a broader role for LLMs as improvers: verification feedback can not only select among existing solutions but also construct stronger candidates beyond the initial pool.

ARXIV 2609.19515 ↗
cs.CL

Generalization through Lexical Abstraction in Transformer Models: The Case of Functional Words

作者Giuseppe Samo, Vivi Nastase, Paola Merlo

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Pronouns, adverbs and other functional words (such as they, her, somewhere, there) are often used in language to replace concrete nouns or phrases, when their properties - such as gender, grammatical number - provide sufficient information for the given context. Do pretrained transformer models encode such functional words in a manner that allows them to be used like humans do? Can language models recognize the syntactic and semantic parallelism of sentences such as "The researchers wrote the paper" and "They wrote it", which relies on such lexical abstraction? We map these linguistic questions into the embedding space of a pretrained transformer model, and compare representations of nouns, with the representations of the pronouns and adverbs that can replace these nouns, in isolation and in parallel lexicalized and functional sentences. We then probe for shared syntactic and semantic structure in the embeddings of parallel lexicalized and functional sentences. We find that functional words are located centrally compared to nouns, but are also distinct, which is congruent with their behaviour as place-holders in a wide variety of contexts. The analysis of the embeddings of parallel (lexicalized and functional) sentences show them inhabiting different subspaces of the embedding space. Experiments that distil the structural information of the sentence show that training on either type of data does not reveal the shared structure - because of the over-consistency of the vocabulary (in case of the functional data), and the too much variety (in case of the lexicalized versions). However, training with a mix of functional and lexicalized sentences, the shared structure emerges.

ARXIV 2609.19887 ↗
cs.RO

AURORA: A Natural Language-Driven Agentic Framework for Understanding, Reasoning, and Orchestrating Reliable Air-Ground Co-Simulation

作者Keshu Wu, Hao Zhang, Rui Gan, Xiangbo Gao, Xiaopeng Li, Zhengzhong Tu, Yang Zhou

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Air-ground transportation research increasingly relies on co-simulation, yet constructing scenarios remains labor-intensive and difficult to validate. More importantly, a generated scenario may execute successfully while failing to realize the spatial, temporal, communication, or behavioral relationships requested by the user. This paper presents AURORA, a natural-language-driven agentic framework that treats air-ground scenario generation as a process of compilation with verification. Central to AURORA is the Air-Ground Scenario Graph (AGSG), a typed intermediate representation that explicitly connects agents, aerial missions, events, communication links, success conditions, and their cross-domain dependencies. This shared representation enables simulator-grounded parsing, joint road-airspace grounding, temporal planning, pre-execution feasibility checking, trace-based runtime verification, failure localization, and bounded repair within a unified workflow. We further introduce AURORA-Bench to evaluate not only whether generated scenarios execute, but whether they faithfully realize the requested interactions. Experiments across multiple language models show that structured execution substantially improves reliability, while runtime verification exposes silent failures that completion-based evaluation overlooks. Localized repair further resolves many violations without regenerating the entire scenario. The results show that reliable scenario generation requires verifying realized behavior, not merely executable code, and demonstrate the value of explicit intermediate representations for verifiable and repairable language-driven co-simulation.

ARXIV 2609.19527 ↗
cs.LG

AURA: Adaptive Uncertainty-Routed Analysis for Email Threat Detection

作者Omran Berjawi, Walid fahs, Rida Khatoun

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Email spam and phishing attacks remain a critical security threat. Adversaries increasingly exploit large language models to craft contextually convincing malicious messages, and existing spam detection systems often struggle to keep pace. Generalization across diverse and evolving attack scenarios is limited, which reduces effectiveness once these systems are deployed in practice. This paper introduces Adaptive Uncertainty-Routed Analysis (AURA), a multimodal email threat detection system that analyzes both the content of an email and its embedded URLs. AURA is built around two layers: the first quantifies prediction uncertainty from a URL classifier, and only ambiguous messages are escalated to a fine-tuned transformer encoder for semantic analysis. The system is evaluated on eight heterogeneous training corpora together with two held-out real-world corpora spanning a decade of adversarial campaigns. AURA reaches a macro F1-score of 0.9858 in-distribution, and on NazPhish-Eval and GuenterTrap-Eval it maintains 0.9502 and 0.9436, respectively, which is evidence of robust generalization under genuine distribution shift.

ARXIV 2609.19873 ↗
cs.AI

A Dual-Process Perspective on Nudge Susceptibility in LLM-Based GUI Agents

作者Haya Halimeh, Sascha Kaltenpoth, Kevin Bösch, Oliver Müller

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LLM-based GUI agents increasingly act on behalf of users in digital environments that were designed with human users in mind. These graphical user interfaces were designed to support, but also deliberately steer, the behaviour and decisions of users. While behavioural biases in the textual outputs of LLMs are well-documented, far less is known about how such influence operates when models act as agents that perceive interfaces and execute decisions---and, in particular, whether the reasoning capabilities increasingly built into these agents make them more robust to it. Drawing on Dual-Process Theory, we empirically investigate whether LLM-based GUI agents are susceptible to automatic (Type 1) and reflective (Type 2) digital nudges, and how their reasoning configuration moderates this susceptibility. In a randomized online shopping experiment with 3,600 agents and a total of 21,600 simulations across six frontier models from three providers, we found that agents were vulnerable to both nudge types. Crucially, the reasoning configuration moderated these effects in opposing directions, reducing susceptibility to automatic default nudges while heightening it to reflective social influence nudges. Extensive reasoning therefore did not make agents more robust but redirected the route through which choice architecture takes effect. Exploratory analysis further showed this redirection to be systematically structured by model scale. Beyond establishing nudge susceptibility as a behavioural property of agentic AI, the study positions interface design as a governance concern for organizations that delegate decisions to autonomous agents.

ARXIV 2609.19843 ↗
cs.CL

Before the Arrest: Benchmarking LLMs on Criminal Profiling from Incomplete Evidence

作者Yutong Yao, Yanjie Cao, Guanhua Chen, Xu Yang, Junchao Wu, Zeyu Wu, Lidia S. Chao, Derek F. Wong

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Large Language Models (LLMs) are increasingly applied to legal and criminal justice tasks, yet existing work focuses almost exclusively on post-arrest scenarios where the suspect's identity is already known, leaving the critical pre-arrest challenge of inferring suspect characteristics from incomplete evidence largely unexplored. To fill this gap, we introduce the Profiling, Investigation, and Judgment (PIJ), comprising 2,500 real homicide cases from five countries. PIJ evaluates LLMs across three tasks that span the entire criminal investigation pipeline: criminal profiling, which requires abductive reasoning to infer suspect attributes from fragmentary scene evidence, crime process reconstruction, which tests structured information extraction, and sentence prediction, which demands legal deductive reasoning. We evaluate 9 powerful LLMs and find that performance degrades systematically as tasks shift from explicit fact extraction to implicit reasoning over unknown suspect profiles. Categories requiring inferential reasoning, such as motivation and victim-offender relationships, remain the primary bottlenecks. Further analysis reveals substantial gaps between LLMs and human experts, along with pervasive biases in gender, age, and motive attribution. Our findings indicate that pre-arrest inference from incomplete evidence remains an open challenge.

ARXIV 2609.19965 ↗
cs.AI

Geopolitical Divisions Across Languages in Large Language Models

作者Maxim Chupilkin

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People increasingly turn to AI chatbots for news and explanations of world events. But do they receive the same political answers when they ask in different languages? Here we show that the language of a question can change how the same AI systems assess the war in Ukraine. We ask GPT, Claude and Gemini to evaluate twenty statements about the war in 112 languages, collecting 67,200 responses. The balance between Russia-leaning and Ukraine-leaning responses differs across languages. When we group responses by countries' official languages, they follow a pattern resembling worldwide political divisions: relatively more Russia-leaning answers correspond to more favourable public views of Russia, less support for Ukraine in United Nations votes, and less aid to Ukraine. The broad pattern recurs across all three models and remains when individual statement pairs are removed. Our findings suggest a possible route through which information warfare may shape the text used to train AI models, which may in turn spread geopolitical biases.

ARXIV 2609.20005 ↗
cs.LG

Parallelism, critical windows, and separations among diffusion language models

作者Sitan Chen, Liye Wang

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A popular selling point of diffusion large language models (dLLMs) is their capacity for parallelism: the ability to generate sequences of text far more efficiently than autoregressive models, which require one forward pass per token. Yet among the many competing paradigms for dLLMs, from masked to uniform to Gaussian diffusion, principled understanding of how these different proposals compare in parallelism remains limited. In this work, we initiate a fine-grained comparison of the capacity for parallelism among these three leading approaches and prove the following: - Uniform and Gaussian diffusion can sample in a number of forward passes which scales with the dual total correlation of the underlying distribution, a measure of intrinsic complexity which can be much smaller than the context length. Previously, it was only known how to achieve this using masked diffusion. - For a certain family of random empirical measures, we show that $\widetildeΘ(\sqrt{d})$ forward passes are necessary and sufficient to sample using uniform or Gaussian diffusion, yet there exist approximate score oracles for which $\widetildeΩ(d)$ forward passes are needed for masked diffusion. This establishes the first provable separation in parallelism between the three prevailing dLLM paradigms. Contrary to popular intuition that masked diffusions are harder to parallelize because they must commit to token values, the latter separation instead comes from the fact that the critical windows in masked diffusion sampling are asymptotically narrower than those in uniform and Gaussian diffusion sampling.

ARXIV 2609.20539 ↗
cs.HC

What People Almost Did: Evaluating LLM Social Simulations Beyond Behavioral Fit

作者JaeWon Kim, Angie Boggust

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LLM-based social simulations are primarily evaluated for behavioral fit, testing whether agents reproduce the actions or response distributions of the people they are simulating. However, the promise of simulation extends beyond behavioral fit. Simulations can explain human behavior, diagnose barriers, and compare large-scale interventions. These use cases depend on understanding why people acted a certain way, not just what they did. As a result, behavioral fit is insufficient for these types of claims because behavior underdetermines the reasoning process behind it. For instance, the behavior of staying silent may be due to disinterest or suppressed speech, and not answering a call may be due to distrust of the caller or limited phone access. In this paper, we propose representational adequacy as a new evaluation target for LLM-based social simulations. By leveraging LLM reasoning traces, representational adequacy measures whether a simulation's scenario--reasoning--action triples preserve the reasoning process behind the behavior in a way that is faithful to the population and scenarios being simulated. We distinguish representational adequacy from interpretability and alignment metrics, propose ways to integrate it into simulation research, and pose its measurement as an open problem.

ARXIV 2609.20055 ↗
eess.SY

Large Language Models as Falsifiers for Cyber-Physical Systems

作者Ali ArjomandBigdeli, Jiawei Zhou, Stanley Bak

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Falsification searches for counterexamples to formal specifications in cyber-physical systems (CPS). With specifications written in Signal Temporal Logic (STL), falsification can be formulated as a robustness optimization problem, traditionally tackled with black-box search algorithms. In parallel, large language models (LLMs) have recently emerged as surprisingly effective optimizers when coupled with iterative prompting. In this work, we connect these ideas and introduce LLM-Falsifier, an LLM-based approach that falsifies specifications by minimizing the STL robustness degree. Beyond generic prompt-based optimization, our key idea is to expose the LLM to semantic information that is natural for language models but absent from standard numerical optimizers, including natural-language input and output names, output trajectories, and critical-time witnesses for the minimum robustness value. These additions enable smarter and more sample-efficient robustness search. On the ARCH-COMP falsification benchmarks, LLM-Falsifier is shown to outperform existing falsification tools based on a range of optimization paradigms, from surrogate-based and Bayesian optimization to search-based testing, on 14 of 21 specifications when measured by the average number of simulations required to find a counterexample.

ARXIV 2609.20752 ↗
cs.CL

Summarization Bias: The Directional Collapse of Objective Projection into Told-Mode Labels in Large Language Models --- A Conceptual Framework and Registered Test Protocol

作者Levent Bulut

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This paper introduces and operationalizes summarization bias: a proposed systematic tendency of large language models (LLMs) to represent narrative meaning as an abstract summary label rather than as the reconstructable inferential structure that produces it. Within the Bulut Doctrine, narrative effect is theorized along a told-shown axis: in told mode, emotional and informational content is declared explicitly and requires little reader reconstruction; in shown mode, that content is suppressed at the surface and must be reconstructed from physical cues and indirection (Objective Projection). Shown mode is the higher-load condition the doctrine is designed to measure. The claim is that LLMs fail along this axis in a specific direction. Summarization bias is hypothesized to operate in two regimes: (i) a generative regime, in which a model asked to render an emotion through Objective Projection defaults to declaring it instead; and (ii) an evaluative regime, in which a model judging narrative quality rewards told-mode explicitness and under-detects shown-mode suppression. The evaluative regime is the more consequential, since LLMs increasingly serve as judges and reward models, and a directional bias toward told mode would impose a selection pressure degrading prose toward flat declaration. This report does not claim the bias is validated. It defines the construct, situates it against LLM-as-judge biases, rereads a completed independent reliability study as directional evidence consistent with it, and pre-registers a two-regime test with decision rules under which the construct would be abandoned.

ARXIV 2609.20712 ↗
cs.CR

ALIBI: Adversarial Legitimacy Injection in Binary Input against LLM Malware Analyzers

作者Hyeongjun Choi, Wonyoung Jung, Haehoon Seo, Sungyup Nam

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Large language models are being integrated into malware triage workflows as reasoning components that summarize static evidence and produce analyst-facing verdicts. This paper shows that the same reasoning capability introduces a new attack surface. We present ALIBI, a semantic cover story attack against frontier LLM-based malware analyzers. ALIBI adds a small, non-executed read-only section to a compiled binary, containing a coherent but false security product narrative, without altering imports or executable behavior. Instead of issuing direct instructions to the model, it reframes suspicious evidence as expected behavior of a benign endpoint security tool. On a frozen PE set of 50 malicious samples, the payload flips 30 of the 35 baseline-malicious samples to benign on Gemini 2.5 Pro, while GPT-5.5 Pro and Claude Opus 4.7 produce substantial severity downgrades with significant confidence reductions even when verdict labels are preserved. The attack transfers to ELF binaries, where Gemini flips 16 of 40. A verification-guided defense prompt roughly halves the benign verdicts, but 42.9 percent of malicious samples still reach benign. LLM malware analyzers therefore require provenance checks that separate verified facts from attacker-controlled claims, not narrative trust.

ARXIV 2609.19722 ↗
cs.CL

Schema-Anchored Latent Reasoning for Semantic Parsing-Based Knowledge Base Question Answering

作者Guangze Gao, Zixuan Li, Sikui Zhang, Chunfeng Yuan, Wenjuan Li, Bing Li, Xiaolong Jin, Weiming Hu

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Semantic parsing (SP)-based knowledge base question answering aims to answer natural language questions by generating executable logical forms (LFs) over knowledge bases (KBs). When applying Large Language Models (LLMs) to this task, a key challenge over large, heterogeneous KBs is selecting question-related schema elements (i.e., relations and classes) and composing them into complex LFs. Recent LLM-based methods often make early discrete commitments to schema elements during intermediate reasoning, allowing incorrect intermediate schema decisions to propagate and finally result in incorrect LFs. To overcome this limitation, we propose SALR, a schema-anchored latent reasoning method for LF construction. It performs multi-step reasoning by generating continuous thoughts in the model's hidden states, thereby delaying the explicit commitment to LF decisions. To ground this latent reasoning process in the corresponding KB schema, SALR aligns continuous thoughts with a codebook of KB schema elements through an alignment objective supervised by schema traces deterministically derived from gold LFs. It then incorporates the aligned schema codes into inputs for subsequent reasoning steps. This schema-mediated feedback guides LF generation without requiring the model to emit an explicit textual reasoning trajectory. Experiments on GrailQA and WebQSP show that SALR achieves consistent overall gains over strong baselines. Notably, on compositional questions from GrailQA, SALR outperforms TIARA, a strong SP-based baseline, by 2.86 F1 points. Further analyses show that schema-mediated feedback affects LF generation and that schema information is recoverable from the latent states.

ARXIV 2609.20398 ↗